Corporate Law Group

Sichenzia Ross Ference Carmel LLP’S Corporate Law Practice Group has significant transactional experience in financing transactions, mergers and acquisitions, venture capital and private equity fund transactions, as well as in the restructuring of public and private companies. The members of this Practice Group are recognized for their experience and innovation in business transactions and corporate governance.

Our attorneys have significant experience representing entrepreneurs and emerging private companies through the complex landscape of preparing for and becoming publicly-held and listed, as well as representing publicly-held companies in all aspects of their ongoing businesses. We understand that small to mid-sized public companies are subject to increased regulatory and reporting obligations. We provide our clients with reporting systems and procedures that allow them to focus on their business operations.

Several of our attorneys have previously served as staff members for the SEC, as well as General Counsels for NYSE-listed, Nasdaq-listed and other publicly-traded companies. These experiences provide us with a unique perspective and invaluable qualification in guiding our clients through the regulatory requirements of federal and state corporate laws. The diversified corporate background of our attorneys includes not only the focus of securities law, but also experience with entertainment, sports and trademark law matters. Sichenzia Ross Ference LLP is acknowledged for legal excellence, industry expertise and a strong commitment to client services.

  • Mergers & Acquisitions
  • Corporate Governance
  • Private Equity and Mezzanine Financing
  • Secured Financings
  • Debt Restructurings
  • Hedge Fund Formation
  • Employment Agreements and Other Compensation Matters
  • Shareholder Agreements
  • Commercial Transactions
  • Joint Ventures
  • Licensing Agreements
  • Trademark Filings

We regularly advise clients on a wide range of mergers and acquisitions, asset purchases and divestitures, spin-offs and spin-outs, going-private transactions and tender and exchange offers, as well as related corporate governance and anti-takeover defenses. Our Practice Group has substantial expertise in taking clients public through reverse mergers, including performing legal due diligence on potential targets, negotiating and drafting stock exchange and acquisition agreements and advising on the complex regulatory and compliance rules and regulations.

Our attorneys are seen as trusted advisers to companies, financiers and investors in various industries on the full spectrum of business formation, financing, growth and exit transactions. We represent issuers, placement agents and underwriters, selling stockholders, officers and directors, as well as private equity funds, venture capital firms and institutional investors. We assist clients in their compliance with periodic public reporting and proxy obligations and ongoing disclosure obligations, as well as with helping them navigate the complex and constantly changing U.S. regulatory landscape. Sichenzia Ross Ference LLP prides itself on the experience and perspective it has in mergers, acquisitions, dispositions, and restructuring of public and private companies. Further, we regularly counsel clients on purchases and sales of equity and debt securities in negotiated transactions, Rule 144A transactions and registered public offerings. In addition, we have advised publicly-held companies in connection with stock repurchase programs, tender offers and exchange offers.

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