Professionals Directory Ross Carmel

Introduction

Ross is an experienced securities attorney and partner of Sichenzia Ross Ference Carmel.

Experience

Ross has extensive experience representing public and private companies, start-ups, investment banks and investors in all aspects of corporate transactions, including corporate finance, mergers and acquisitions, private equity financing transactions, registered direct offerings, public offerings and other securities offerings.

Ross regularly advises entrepreneurs and start-ups from entity formation, to funding, to exit, acting as outside general counsel to many small and medium sized businesses.

Ross also assists and advises brokers and broker-dealers in all aspects of broker-dealer compliance, including both SEC and FINRA rules and regulations, helping them navigate through the ever-evolving regulatory landscape.

In addition, Ross regularly appears in Yahoo News, MarketWatch, Law 360 and Bloomberg and has been a commentator on Nasdaq TV and Bloomberg News. 

Ross is a pragmatist, believing in cost-effective and practical solutions for his clients. 

Awards

Ross Carmel has been named a Super Lawyer by Thomson Reuters for eight consecutive years.   

Publications

• InvestmentNews.com – The DOL fiduciary rule’s effect on small broker-dealers – May 2016
• WealthManagement.com – Crowdfunding is a Crowd Failure – July 2016

Education

University at Buffalo (B.A. 2004)

Touro Law (J.D. 2008)

Bar Admissions

• New York (2009)
• U.S. District Court for the Southern District of New York (2014)