Client Alerts

SRFC Client Alert: SEC Proposes Significant Overhaul of Public Company Filer Status Framework

SRFC Client Alert: SEC Proposes Comprehensive Overhaul of Registered Offering Framework

SRFC Client Alert: SEC Approves Stringent New Nasdaq Listing Requirements for China-Based Companies

SRFC Client Alert: SEC Proposes Optional Semi-Annual Financial Reporting to Replace Quarterly Reports

SRFC Client Alert: Nasdaq Proposes Enhanced Initial Listing Standards for Acquisition Companies (SPACs)

SRFC Client Alert: SEC Exemptive Order Reduces Minimum Period for Certain Equity Tender Offers by Half – to 10 Business Days

SRFC Client Alert: SEC Division of Corporation Finance Issues Staff Interpretation Providing Relief to Companies Raising Capital Through ATM Offerings