Transactions

BriaCell Therapeutics

$8,500,000

Registered Offering

September 2024

NuZee, Inc

$1,300,000

Convertible Notes

September 2024

NuZee, Inc

$3,000,000

Common Stock

September 2024

Trident Digital Tech Holdings Ltd.

$9,000,000

American Depository Shares

September 2024

Solidion Technology, Inc.

$4,000,000

Private Placement

September 2024

Eastside Distilling

$400,000

Direct Offering

September 2024

Qualigen Therapeutics, Inc.

$3,470,000

Private Placement

September 2024

60 Degrees Pharmaceuticals, Inc.

$4,000,000

Private Placement

September 2024

Virax Biolabs Group Limited

$5,000,000

Registered Direct Offering

August 2024

JBDI Holdings Limited

$11,250,000

Initial Public Offering

August 2024

Serve Robotics Inc.

$20,000,000

PIPEs and Warrants

August 2024

Reitar Logtech Holdings Limited

$8,500,000

Initial Public Offering

August 2024

Jones Soda Co.

$4,400,000

Private Placement

August 2024

New Horizon Aircraft Ltd.

$2,500,000

Public Offering

August 2024

NRx Pharmaceuticals, Inc.

$16,000,000

Debt Financing

August 2024

Siyata Mobile

$4,000,000

Public Offering

August 2024

Greenlane Holdings, Inc.

$6,500,000

Private Placement/h5>

August 2024

QMMM Holdings Limited

$8,600,000

Initial Public Offering

August 2024

MKDWELL Tech Inc.

Business Combination

August 2024

bioAffinity Technologies, Inc.

$1,750,000

Registered Direct

August 2024

OS Therapies Incorporated

$6,400,000

Initial Public Offering

August 2024

Nature’s Miracle Holding Inc.

$1,200,000

Common Stock and Warrants

August 2024

DT Cloud Star Acquisition Corporation

$69,000,000

Initial Public Offering

August 2024

Better Choice Company Inc.

$5,000,000

Public Offering

July 2024

Serve Robotics Inc.

$10,800,000

Registered Direct Offering

July 2024

Serve Robotics Inc.

$15,000,000

Private Placement

July 2024

VCI Global Ltd

$3,000,000

Registered Direct Offering

July 2024

Shineco, Inc.

$2,000,000

Public Offering

July 2024

Inspire Veterinary Partners, Inc.

$6,000,000

Public Offering

July 2024

Datasea Inc.

$2,250,000

Registered Direct Offering

July 2024

Ayurcann Holdings Corp.

Business Combination

June 2024

authID, Inc.

$11,000,000

Registered Direct Offering

June 2024

Infintium Fuel Cell Systems, Inc.

Business Combination

June 2024

Kaival Brands

$6,000,000

Public Offering

June 2024

Presidio Property Trust, Inc.

$1,750,000

Series D Preferred Stock

June 2024

Sharps Technology, Inc.

$3,400,000

Reg A+ Warrant Inducement

June 2024

Beeline Financial Holdings Inc.

$3,000,000

Private Placement

June 2024

BioSig Technologies, Inc.

$3,000,000

Registered Direct Offering

May 2024

BriaCell Therapeutics Corp.

$5,000,000

Registered Direct Offering

May 2024

Siyata Mobile

$4,000,000

Public Offering

May 2024

INmune Bio Inc.

$9,700,000

Registered Direct Offering

April 2024

INmune Bio Inc.

$4,800,000

Registered Direct Offering

April 2024

Alternus Clean Energy, Inc.

$2,100,000

Private Placement

April 2024

Genetic Technologies Limited

$2,000,000

Registered Direct Offering

April 2024

Mingteng International Corporation

$4,200,000

Initial Public Offering

April 2024

NRx Pharmaceuticals, Inc.

$2,000,000

Common Stock Offering

April 2024

Serve Robotics Inc.

$40,000,000

Common Stock Offering

April 2024

Safety Shot, Inc.

$5,000,000

Private Placement

April 2024

A2Z Smart Technologies Corp.

$5,700,000

Registered Direct Offering

Private Placement

March 2024

Applied UV, Inc.

$2,760,000

Registered Direct Offering

March 2024

Verb Technology Company, Inc.

$9,010,000

At-The-Market

March 2024

Verb Technology Company, Inc.

$6,600,000

Regulation A Offering

March 2024

AppTech Payments Corp.

$2,000,000

Public Offering

March 2024

Beyond Air, Inc.

$16,000,000

Registered Direct Offering

March 2024

ShiftPixy, Inc.

$5,000,000

Public Offering

March 2024

C3is Inc.

$6,000,000

Common Stock

March 2024

Worksport Ltd.

$2,800,000

Common Stock

March 2024

Nature’s Miracle, Inc.

Business Combination

March 2024

bioAffinity Technologies

$2,500,000

Common Stock

March 2024

Oragenics Inc.

$2,100,000

Common Stock

March 2024

NRx Pharmaceuticals

$1,500,000

Common Stock and Warrants

February 2024

Vocodia Holdings Corp.

$6,000,000

Initial Public Offering

February 2024

Cel-Sci Corp.

$7,750,000

Initial Public Offering

February 2024

Lexaria Bioscience Corp.

$3,600,000

Registered Direct Offering

February 2024

Sunshine Biopharma, Inc.

$10,000,000

Common Stock and Warrants

February 2024

Unusual Machines, Inc.

$3,500,000

Common Stock Offering

February 2024

Unusual Machines, Inc.

$5,000,000

Initial Public Offering

February 2024

Perfect Moment, Ltd.

$8,000,000

Initial Public Offering

February 2024

Inspire Veterinary Partners.

$4,000,000

Public Offering

February 2024

AIAdvertising, Inc.

$2,500,000

Private Placement

February 2024

TruGolf Holdings, Inc.

Business Combination

February 2024

Bullfrog AI

$5,700,000

Public Offering

February 2024

60 Degrees Pharmaceuticals, Inc.

$2,400,000

Public Offering

January 2024

Alpha Cognition, Inc.

$8,450,000

Public Offering

January 2024

C3is, Inc.

$7,000,000

Public Offering

January 2024

SurgePays, Inc.

$15,000,000

Public Offering

January 2024

DatChat, Inc.

$1,800,000

Public Offering

January 2024

A2Z Smart Technologies Corp.

$4,700,000

Direct Offering

January 2024

VCI Global Limited.

$2,750,000

Public Offering

January 2024

HWH International Inc.

Business Combination

January 2024

New Era Helium Corp.

Business Combination

January 2024

Alternus Clean Energy Inc.

Business Combination

December 2023

Cyngn, Inc.

$5,000,000

Public Offering

December 2023

A2Z Smart Technologies Corp.

$1,500,000

Direct Offering

December 2023

Fenbo Holdings Limited

$5,000,000

Public Offering

December 2023

Seelos Therapeutics Inc.

$5,500,000

Public Offering

December 2023

Treasure Global, Inc.

$4,000,000

Public Offering

November 2023

The Singing Machine Company, Inc.

$2,000,000

Private Placement

November 2023

authID Inc.

$9,400,000

Direct Offering

November 2023

Cel-Sci

$5,000,000

Public Offering

November 2023

Applied UV Inc.

$6,400,000

Public Offering

November 2023

Mainz Biomed M.V

$5,000,000

Direct Offering

November 2023

LQR House, Inc.

$11,000,000

Public Offering

November 2023

Orgenesis Inc.

$1,100,000

Direct Offering

November 2023

Pineapple Financial, Inc.

$3,500,000

Initial Public Offering

November 2023

Alpha Technology Group Limited

$7,000,000

Initial Public Offering

November 2023

Digital Diagnostic, Inc.

$11,000,000

Stock Sale

November 2023

AppTech Payment Corp.

$3,500,000

Direct Offering

October 2023

SciSparc Ltd.

$5,000,000

Private Placement

October 2023

Splash Beverage Group, Inc.

$1,250,000

Private Placement

October 2023

OMNIQ Corp.

$3,000,000

Common Stock

Warrants

October 2023

ShiftPixy, Inc.

$2,500,000

Common Stock

Warrants

October 2023

La Rosa Holdings Corp.

$5,000,000

initial Public Offering

Common Stock

October 2023

Sharps Technology, Inc.

$5,600,000

Registered Offering

Common Stock and Warrants

October 2023

Lexaria Bioscience Corp.

$1,600,000

Registered Offering

October 2023

Ault Alliance, Inc.

$2,200,000

Registered Offering

September 2023

Grom Social Enterprises Inc..

$3,000,000

Public Offering

September 2023

Murphy Canyon Acquisition Corp.

Business Combination

September 2023

Biotricity, Inc.

$2,000,000

Series B Preferred Stock

September 2023

Datasea Inc.

$2,000,000

Public Offering

September 2023

AEGIS CAPITAL CORP

$2,200,000

Public Offering

September 2023

Alpha Cognition Inc.

$1,350,000

Private Placement

September 2023

SRM Entertainment, Inc.

$6,500,000

Initial Public Offering

August 2023

Neuraxis

$6,600,000

Initial Public Offering

August 2023

EF Hutton

$5,000,000

Initial Public Offering

August 2023

SciSparc Ltd.

$1,300,000

Common Stock and Warrants

August 2023

Spartan Capital Securities LLC

$3,125,000

Unsecured Notes And Warrants

August 2023

ToughBuilt

$3,400,000

Warrant Inducement

August 2023

The Power 1 Energy Company

$3,500,000

Series A Preferred Stock

July 2023

Spartan Capital Securities LLC

$1,869,000

Initial Public Offering

July 2023

Siyata Mobile, Inc.

$2,300,000

Registered Direct Offering

July 2023

60 Degrees Pharmaceuticals, Inc.

$7,500,000

Initial Public Offering

July 2023

Spartan Capital Securities LLC

$2,500,000

Registered Direct Offering

July 2023

Cel-Sci Corporation

$5,000,000

Initial Public Offering

July 2023

Janover Inc.

$5,650,000

Initial Public Offering

July 2023

ShiftPixy, Inc.

$3,100,000

Common Stock and Warrants

July 2023

Cyngn Inc.

$8,773,970

At-The-Market Offering

July 2023

Verb Technology Company, Inc.

$6,500,000

Sale of Assets

July 2023

Bukit Jalil Global Acquisition 1 Ltd.

$57,500,000

Initial Public Offering

July 2023

Tenon Medical Inc.

$5,600,000

Public Offering

June 2023

Applied UV Inc.

$5,200,000

Public Offering

June 2023

ToughBuilt Industries

$4,500,000

Public Offering

June 2023

Biocardia Inc.

$2,600,000

Registered Direct Offering

June 2023

Siyata Mobile Inc.

$2,250,000

Initial Public Offering

June 2023

A2Z Smart Technologies Corp.

$5,800,000

Common Stock and Warrants

June 2023

Forza XI, Inc.

$8,000,000

Common Stock

June 2023

Jupiter Wellness Acquisition Corp.

Business Combination

June 2023

authID, Inc.

$8,200,000

Direct Offering

June 2023

SciSparc Ltd. 

$1,700,000

At-The-Market Offering

May 2023

Assure Holdings Corp.

$6,000,000

Public Offering

May 2023

Avalon Globocare Corp.

$1,500,000

Private Placement

May 2023

BrightGreen Corp.

$3,500,000

Pipe

May 2023

Sunshine Biopharma, Inc.

$5,000,000

Common Stock and Warrants

May 2023

Lexaria Bioscience Corp.

$2,000,000

Common Stock and Warrants

May 2023

Zynex, Inc.

$60,000,000

144A Private Offering of Convertible Notes

May 2023

Wang & Lee Group, Inc.

$8,000,000

Initial Public Offering

April 2023

Cel-Sci

$1,350,000

Public Offering

April 2023

VCI Global Limited

$5,000,000

Initial Public Offering

April 2023

AiAdvertising, Inc.

$5,000,000

Series I Preferred Stock

April 2023

Millennium Group International Holdings Ltd.

$5,000,000

Initial Public Offering

April 2023

Multi Ways Holdings Limited

$18,100,000

Initial Public Offering

April 2023

American Battery Technology Company

$10,000,000

Common Stock and Warrants

April 2023

VCI Global Limited

$5,120,000

Initial Public Offering

April 2023

Addvantage Technologies Group

$3,000,000

PIPE

April 2023

Ohmyhome Limited

$15,100,000

Initial Public Offering

March 2023

Alpha Cognition, Inc.

$1,500,000

Private Placement

March 2023

EzFill Holdings, Inc.

$2,100,000

At-The-Market Offering

February 2023

Treasure Global Inc.

$5,000,000

Convertible Debt Facility

March 2023

Soter Technologies Inc.

$2,000,000

Private Placement

March 2023

ShiftPixy, Inc.

$8,000,000

At-The-Market Offering

March 2023

ETAO International Group

Business Combination

Merger Consideration of $1,000,000,000 of Ordinary Shares

February 2023

The NFT Gaming Company

$7,000,000

Initial Public Offering

February 2023

Bullfrog AI Holdings, Inc.

$8,400,000

Common Stock

February 2023

Processa Pharmaceuticals, Inc.

$6,250,000

Common Stock

February 2023

Staffing 360 Solutions, Inc.

$5,000,000

Common Stock

Warrants

February 2023

E-Home Household Service Holdings

$70,000,000

Direct Offering

February 2023

Alset Inc.

$3,800,000

Common Stock

February 2023

Genetic Technologies Limited

$5,000,000

American Depositary Shares

February 2023

Sharps Technology, Inc.

$3,800,000

Common Stock and Warrants

February 2023

Cetus Capital Acquisition Corp.

$57,500,000

Initial Public Offering

February 2023

Nemaura Medical, Inc.

$8,400,000

Registered Direct

January 2023

Apptech Payments Corp.

$5,000,000

Registered Direct Offering

February 2023

Bullfrog AI Holdings, In.c

$8,400,000

Initial Public Offering

February 2023

Verb Technology Company, Inc.

$7,200,000

Common Stock

January 2023

Jupiter Wellness, Inc.

$4,100,000

Direct Offering

Warrants

January 2023

Horizon Space Acquisition I Corp.

$69,000,000

Common Stock

Warrants

December 2022

MGO Global, Inc..

$8,500,000

Initial Public Offering

January 2023

Siyata Mobile, Inc..

$3,608,571

Warrant Exercise And Exchange Transaction

January 2023

Grom Social Enterprises, Inc..

$3,000,000

PIPE

January 2023

Brera Holdings PLC.

$7,500,000

Initial Public Offering

January 2023

mCloud Technologies Corp.

$25,000,000

Series A Preferred Shares

Warrants

December 2022

BiondVax Pharmaceuticals Ltd.

$8,000,000

American Depository Shares

December 2022

Grom Social Enterprises Inc.

$5,000,000

Public Offering

December 2022

Adamas One Corp.

$11,025,000

Initial Public Offering

December 2022

Nextplat Corp.

$8,000,000

PIPE

December 2022

TECO 2030

$10,000,000

Private Placement

November 2022

Toughbuilt Industries Inc.

$7,500,000

Private Placement

November 2022

ASP Isotopes Inc.

$5,000,000

Initial Public Offering

November 2022

Murphy Canyon Acquisition Corp.

$700,000,000

Definitive Merger Agreement

November 2022

Hudson Acquisition I Corp.

$68,400,000

Initial Public Offering

October 2022

The Singing Machine Company, Inc.

$15,000,000

Secured Senior Financing

October 2022

Castellum Inc.

$3,000,000

Initial Public Offering

October 2022

Siyata Mobile

$4,000,000

Registered Direct Offering

October 2022

Alternus Energy PLC

$863,000,000

Business Combination

October 2022

Twin Vee PowerCats Co.

$6,870,000

Common Stock

October 2022

Silo Pharma

$5,750,000

Initial Public Offering

October 2022

Splash Beverage Group, Inc.

$3,100,000

Common Stock

September 2022

ShiftPixy, Inc.

$5,000,000

Common Stock and Warrants

September 2022

Bright Green Corp.

$10,000,000

PIPE

September 2022

Bioaffinity Technologies Inc.

$7,800,000

Initial Public Offering

September 2022

Amesite Inc.

$2,300,000

Common Stock and Warrants

September 2022

Mobilicom Limited

$13,300,000

Initial Public Offering

August 2022

Onfolio Holdings Inc.

$13,700,000

Initial Public Offering

August 2022

Forza X1, Inc.

$17,250,000

Common Stock

August 2022

Nocera Inc.

$6,580,000

Initial Public Offering

August 2022

Treasure Global Inc.

$9,200,000

Initial Public Offering

August 2022

Crafts Capital Management LLC

$6,000,000

Initial Public Offering

August 2022

Toughbuilt Industries Inc.

$20,000,000

Private Placement

July 2022

Crown Electrokinetics

$1,000,000

Common Stock

July 2022

ShiftPixy, Inc.

$1,300,000

Warrants

July 2022

Kaspien Holdings Inc.

$8,000,000

Private Placement

Common Stock and Warrants

July 2022

Toughbuilt Industries Inc.

$6,000,000

Public offering

July 2022

Alpine 4 Holdings, Inc.

$10,000,000

Common Stock and Warrants

July 2022

Healthcare Triangle Inc.

$6,500,000

PIPE

July 2022

Magical Brands Inc.

$5,900,000

Private Placement

July 2022

Golden Sun Education Group Ltd.

$20,250,000

Initial Public Offering

June 2022

Lytus Technologies Holdings PTV. Ltd.

$14,100,000

Initial Public Offering

June 2022

Global Air Mobility Inc.

$1,500,000

Private Placement

June 2022

SciSparc Ltd.

$10,000,000

Common Stock and Warrants

June 2022

The Singing Machine, Inc..

$4,000,000

Public Offering

May 2022

Visionary Education Technology Holdings Group

$17,000,000

Initial Public Offering

May 2022

ABVC Biopharma

$4,200,000

Registered Direct Offering

May 2022

Digital Brands Group Inc.

$9,347,450

Public Offering

May 2022

Cyngn Inc.

$20,000,000

Private Placement

May 2022

Sunshine Biopharma, Inc.

$19,500,000

Private Placement

April 2022

Tenon Medical Inc.

$16,000,000

Initial Public Offering

April 2022

Idea Pros LLC

$2,500,000

Private Placement

April 2022

Relmada Therapeutics, Inc.

$100,000,000

At-the-Market Offering

April 2022

Biotricity, Inc.

$50,000,000

At-the-Market Offering

April 2022

AiAdvertising, Inc.

$10,000,000

Private Placement

March 2022

Sharps Technology

$16,000,000

Initial Public Offering

April 2022

Genius Group Limited

$22,500,000

Initial Public Offering

April 2022

Stratera Biopharma Inc.

$5,700,000

Public Offering

March 2022

Tantech Holdings Ltd

$10,000,000

Common Stock and Warrants

March 2022

Nano Technologies Inc.

$4,570,000

Private Placement

March 2022

Sunshine Biopharma Inc.

$8,000,000

Private Placement

March 2022

Cosmos Holdings Inc.

$6,000,000

PIPE

February 2022

Splash Beverage Group, Inc.

$9,200,000

Common Stock

February 2022

Sunshine Biopharma Inc.

$8,000,000

Public Offering

February 2022

Toughbuilt Industries Inc.

$5,000,000

Registered Direct Offering

February 2022

Society Pass Inc.

$11,500,000

Public Offering

February 2022

Murphy Canyon Acquisition Corp.

$132,250,000

Initial Public Offering

February 2022

Inspire Veterinary Partners Inc.

$2,500,000

Private Placement

February 2022

Stratera Biopharma Inc.

$2,000,000

Registered Direct Offering

February 2022

Alset Capital Acquisitions Corp.

$86,250,000

Initial Public Offering

February 2022

ETAO International Group

$2,500,000,000

SPAC Merger

February 2022

ShiftPixy, Inc.

$5,900,000

Warrants

January 2022

Mainz Biomed N.V.

$25,875,000

Public Offering

January 2022

High Tide Inc.

$20,640,000

Acquisition

May 2021

Farmmi, Inc.

$48,300,000

Underwritten Private Offering

May 2021

American Battery Metals Corporation

$15,000,000

Registered Direct Offering

April 2021

Document Security Systems, Inc.

$30,000,000

Private Investment

April 2021

Amplitech Group, Inc.

$23,000,000

Registered Direct Offering

April 2021

IPSecure Inc.

$3,000,000

Private Placement

April 2021

BioSolar, Inc.

$5,000,000

Registered Direct Offering

April 2021

SeaChange International, Inc.

$19,100,000

Common Stock

April 2021

Vuzix Corporation

$97,500,000

Common Stock

April 2021

MySize, Inc.

$3,300,000

Common Stock

March 2021

Farmmi, Inc.

$7,400,000

Public Offering

March 2021

NuZee, Inc. 

$12,500,000

Public Offering

March 2021

Kaspien Holdings Inc.

$13,500,000

Common Stock Offering

March 2021

Innovative Payment Solutions, Inc.

$4,550,000

Private Placement

March 2021

Healthcare Triangle Inc..

$4,000,000

Private Placement

March 2021

BTCS Inc.

$9,500,000

Common Stock and Warrants

March 2021

The Coretec Group, Inc.

$6,000,000

Private Placement

March 2021

SciSparc Ltd.

$8,150,000

Private Placement

March 2021

Splash Beverage Group, Inc.

$4,000,000

Private Placement

March 2021

Borqs Technologies, Inc.

$20,000,000

Private Placement

March 2021

Medigus Ltd.

$8,500,000

American Depository Shares (ADS)

March 2021

SunHydrogen, Inc.

$10,000,000

Registered Direct Offering

March 2021

BriaCell Therapeutics Corp.

$25,000,000

Common Stock and Warrants

February 2021

PsyBio Therapeutics Corp.

$14,000,000

Public Offering

February 2021

AmpliTech Group, Inc.

$11,000,000

Common Stock and Warrants

February 2021

CloudCommerce, Inc.

$10,000,000

Common Stock and Warrants

February 2021

ION Geophysical Corporation

$10,500,000

Registered Direct Offering

February 2021

Pulmatrix, Inc.

$40,000,000

Registered Direct Offering

February 2021

Staffing 360 Solutions, Inc.

$19,700,000

Common Stock

February 2021

Document Security Systems, Inc.

$39,700,000

Common Stock

February 2021

SunHydrogen, Inc.

$25,000,000

Common Stock

February 2021

Equillium, Inc.

$30,000,000

Common Stock and Warrants

February 2021

Splash Beverage Group

Acquisition

January 2021

ToughBuilt Industries, Inc..

$20,400,000

Direct Offering

February 2021

BiondVax Pharmaceuticals Ltd.

$12,100,000

American Depository Shares

February 2021

Avinger, Inc.

$14,400,000

Common Stock

February 2021

Electrokinetics Corp.

$21,500,000

Common Stock

January 2021

BioSolar, Inc.

$5,000,000

Common Stock and Warrants

January 2021

High Tide Inc.

$8,000,000

Acquisition

January 2021

Genetic Technologies Limited

$6,500,000

American Depositary Shares

January 2021

Document Security Systems, Inc.

$24,000,000

Common Stock Offering

January 2021

Lexaria Bioscience Corp.

$11,000,000

Common Stock and Warrants

January 2021

KULR Technology Group, Inc.

$8,000,000

Common Stock and Warrants

January 2021

SunHydrogen, Inc.

$9,000,000

Common Stock and Warrants

December 2020

Staffing 360 Solutions, Inc.

$2,900,000

Common Stock Offering

December 2020

Greenwich LifeSciences

$26,400,000

Public Offering of Common Stock

December 2020

ENDRA Life Sciences

$5,500,000

Public Offering of Common Stock

December 2020

Wunong Net Technology Company Limited

$30,000,000

Initial Public Offering

December 2020

SunHydrogen, Inc.

$9,000,000

Registered Direct Offering

December 2020

HF Enterprises Inc.

$15,100,000

Initial Public Offering

November 2020

Arcimoto, Inc.

$15,000,000

Common Stock Offering

November 2020

Applied UV, Inc..

$7,600,000

Secondary Offering

November 2020

Bullfrog Gold

C$22,000,000

Acquisition of Assets

November 2020

Jupiter Wellness, Inc.

$7,000,000

Initial Public Offering

November 2020

Ring Energy

$20,000,000

Common Stock and Warrants

October 2020

Ekso Bionics Holdings, Inc.

$7,500,000

At-The-Market (ATM) Offering

September 2020

Amesite Inc.

$15,000,000

Initial Public Offering

September 2020

Greenwich LifeSciences, Inc

$7,250,000

Initial Public Offering

September 2020

Vuzix Corporation

$15,000,000

Common Stock

September 2020

Avinger, Inc.

$5,200,000

Common Stock

August 2020

Centrus Energy Corp.

$23,500,000

Public Offering

August 2020

Avinger, Inc.

$6,000,000

Common Stock

August 2020

1847 Goedeker Inc

$10,000,000

Initial Public Offering

August 2020

Document Security Systems, Inc.

$3,400,000

Common Stock

July 2020

Immuron Limited

$20,000,000

ADSs

July 2020

Safe-T Group Ltd.

$5,900,000

ADSs and Warrants

July 2020

KULR Technology Group, Inc.

$2,500,000

Promissory Note

July 2020

Genetic Technologies Limited

$5,100,000

American Depository Shares

July 2020

Zynex, Inc.

$55,000,000

Common Stock Offering

July 2020

INmune Bio, Inc.

$21,740,000

Common Stock

July 2020

Equillium, Inc.

$150,000,000

At-The-Market Offering (“ATM”)

July 2020

BioPath Holdings Inc.

$7,000,000

At-The-Market Offering (“ATM”)

July 2020

Document Security Systems, Inc.

$6,400,000

Common Stock

July 2020

Avinger, Inc.

$5,400,000

Common Stock

June 2020

Hudson Capital Inc..

$3,700,000

Registered Direct Offering

June 2020

Document Security Systems, Inc.

$6,000,000

Common Stock

June 2020

Digital Ally, Inc.

$5,400,000

Common Stock

June 2020

Digital Ally, Inc.

$5,100,000

Common Stock

June 2020

Genetic Technologies Limited

$8,000,000

American Depository Shares

May 2020

Relmada Therapeutics

$75,000,000

At-The-Market Offering

May 2020

Pareteum Corporation

$3,750,000

Series C Redeemable Preferred Stock

March 2020

Medigus Ltd.

$5,000,000

ADSs and Warrants

May 2020

Vuzix Corporation

$11,250,000

Direct Offering of Common Stock

May 2020

Lexaria Bioscience Corp.

$2,000,000

Common Stock and Warrants

May 2020

Avinger, Inc.

$3,150,000

Common Stock

April 2020

Safe-T Group Ltd.

$8,400,000

ADSs and Warrants

Public Offering

April 2020

Beyond Air, Inc.

$50,000,000

At-The-Market Offering

April 2020

Genetic Technologies Limited

$1,450,000

American Depository Shares

April 2020

Genetic Technologies Limited

$1,800,000

American Depository Shares

April 2020

Cel-Sci Corporation

$7,700,000

Common Stock Offering

March 2020

Digital Ally, Inc.

$2,900,000

Public Stock

March 2020

Aptorum Group Limited

$10,000,000

Class A Shares

February 2020

Document Security Systems, Inc.

$4,600,000

Common Stock

February 2020

Medalist Diversified REIT, Inc.

$4,600,000

Series A Preferred Stock

February 2020

Duos Technologies Group, Inc.

$8,100,000

Common Stock

February 2020

Avinger, Inc.

$4,500,000

Common Stock

February 2020

Cocrystal Pharma, Inc.

$2,200,000

Common Stock

January 2020

ActiveGraf Inc.

$900,000

Series A Preferred Stock

January 2020

Cellect Biotechnology Ltd

$3,000,000

ADSs Offering

January 2020

CEL-SCI Corporation

$5,500,000

Common Stock

December 2019

Biotricity Inc.

$6,000,000

Preferred Series A Stock

December 2019

Beyond Air, Inc.

$11,500,000

Common Stock

December 2019

Relmada Therapeutics

$115,000,000

Common Stock

December 2019

H-Cyte, Inc.

$6,000,000

Private Placement

November 2019

Safe-T Group Ltd.

$3,500,000

American Depository Shares (ADSs) and Warrants

November 2019

Document Security Systems, Inc.

$1,800,000

Common Stock

November 2019

Cocrystal Pharma, Inc.

$3,000,000

Common Stock

November 2019

Avinger, Inc.

$4,500,000

Common Stock

August 2019

Sigma Labs, Inc.

$2,300,000

Common Stock

August 2019

Immuron Limited

$1,600,000

Public Offering of the ADSs

July 2019

RealWear, Inc.

$80,000,000

Series B Financing

July 2019

Vuzix Corporation

$20,000,000

Registered Direct Public Offering

July 2019

Document Security Systems, Inc.

$5,600,000

Public Offering of Common Stock

June 2019

Medicine Man Technologies, Inc.

$21,000,000

Common Stock and Warrants

June 2019

General Cannabis Corp.

$3,000,000

Private Placement of Common Stock

Represented FINRA Member Firm

June 2019

AIT Therapeutics, Inc.

$8,000,000

Private Placement of Common Stock

June 2019

Medalist Diversified REIT, Inc.

$8,000,000

Common Stock

May 2019

Medalist Diversified REIT, Inc.

$1,300,000

Private Offering

May 2019

Immuron Limited

$2,000,000

Public Offering of American Depositary Shares (ADSs)

May 2019

Genetic Technologies Limited

$1,200,000

Registered Direct Offering and Warrants

May 2019

Quest Solution, Inc.

$5,000,000

Private Placement

Common Stock and Warrants

April 2019

New Age Beverages Corp.

$25,000,000

Loan and Security Agreement

April 2019

LiveWell Canada Inc..

$15,000,000

Private Placement

Warrants

March 2019

Opgen, Inc.

$5,400,000

Common Stock

March 2019

Pareteum Corporation

$50,000,000

Secured Credit Loan

March 2019

Pareteum Corporation

iPass, Inc. Acquisition

February 2019

Cellect Biotechnology Ltd.

$6,500,000

Public Offering of ADS and Warrants

February 2019

INmune Bio Inc.

$8,000,000

Initial Public Offering

January 2019

Boulder Botanicals & Biosciences Laboratories, Inc.

$5,000,000

Private Placement of Common Stock

January 2019

China SXT Pharmaceuticals

$10,200,000

Initial Public Offering

January 2019

New Age Beverage Corp.

$85,000,000

Acquisition

January 2019

Creative Realities

$10,000,000

Public Offering of Common Stock and Warrants

November 2018

New Age Beverage Corp.

$52,000,000

Public Offering of Common Stock

November 2018

Pareteum Corporation

Corporate Acquisition

November 2018

Novume Solutions, Inc.

$3,300,000

Public Offering of Common Stock

November 2018

Wize Pharma, Inc.

$4,400,000

Private Raise

Common Stock and Warrants

October 2018

New Age Beverage Corp.

$37,500,000

At-The-Market Financing

October 2018

Medical Transcript Billing, Corp.

$15,000,000

Series A Preferred Stock

Registered Public Offering

October 2018

GRSX Industries Inc.

$1,300,000

Common Stock and Warrants

October 2018

AIT Therapeutics, Inc.

$20,000,000

Common Stock Purchase Agreement

September 2018

Pareteum Corporation

$40,000,000

Common Stock and Warrants

September 2019

FlexShopper, Inc.

$10,000,000

Public Offering

September 2018

New Age Beverage Corp.

$12,000,000

Loan and Security Agreement

August 2018

New Age Beverage Corp.

$10,200,000

Public Offering

August 2018

New Age Beverage Corp.

$4,750,000

Senior Secured Convertible Promissory Note

June 2018

Trovagene, Inc.

$16,000,000

Represented ThinkEquity as Lead Underwriter

Public Offering of Common Stock and Warrants

June 2018

Pareteum Corporation

$6,100,000

Registered Direct Offering

Common Stock

May 2018

Acolyte Group

Sale to Private Equity Firm

May 2018

Cocrystal Pharma, Inc

$8,000,000

Public Offering of Common Stock

Represented A.G.P/ Alliance Global Partners

May 2018

Sunworks, Inc.

$3,750,000

Loan Transaction

April 2018

New Age Beverage Corp

$4,000,000

Public Offering of Common Stock

April 2018

Medical Transcript Billing, Corp.

$10,500,000

Public Offering

Series A Preferred Stock

April 2018

Aytu BioScience, Inc.

$12,000,000

Public Offering of Common Stock and Warrants

March 2018

MoneyOnMobile, Inc.

$5,000,000

Private Placement Offering

Series H Preferred Stock

February 2018

MoneyOnMobile, Inc.

$7,600,000

Private Placement Offering

Series F Preferred Stock

February 2018

QBIO Med, Inc.

$5,500,000

Common Stock and Warrants

Represented Roth Capital Partners as lead Placement Agent

January 2018

Vuzix Corporation

$30,000,000

Registered Direct Offering

Common Stock and Warrants

January 2018

Biotricity Inc.

$2,500,000

Registered Direct Public Offering

Common Stock

December 2017

Vuzix Corporation

$12,500,000

Registered Direct Offering

Common Stock and Warrants

December 2017

Medical Transcript Billing, Corp.

$3,900,000

Series A Preferred Stock

Registered Public Offering

December 2017

Pareteum Corporation

$6,580,000

Common Stock and Warrants

Registered Public Offering

December 2017

Precipio, Inc.

$2,700,000

Common Stock and Warrants

Represented Aegis Capital Corp. as Placement Agent

November 2017

Pareteum Corporation

$12,000,000

Common and Preferred Stock

November 2017

Ampio Pharmaceuticals, Inc.

$6,750,000

Registered Direct Public Offering of Common Stock

Represented Joseph Gunnar & Co. as Lead Placement

October 2017

Pareteum Corporation

$1,570,000

Pursuant to S-3 Shelf Registration

October 2017

Medical Transcript Billing, Corp.

$6,000,000

Preferred Stock

Represented Rodman & Renshaw as Lead Placement Agent

September 2017

One Wall Partners

$63,000,000

Real Estate Portfolio Acquisition

September 2017

BiondVax Pharmaceuticals, Ltd.

$10,000,000

Public Offering of American Depository Shares

Represented Joseph Gunnar & Co. as Lead Undewriter

September 2017

Precipio, Inc.

$6,000,000

Common Stock and Warrants

Represented Aegis Capital Corp. as Lead Underwriter

August 2017

Aytu BioScience, Inc.

$11,800,000

Private Placement of Equity Securities

Series A Preferred Stock

Represented Joseph Gunnar and Co. as Lead Placement Agent

August 2017

Vuzix Corporation

$8,625,000

Common Stock

August 2017

JetSmarter Inc.

Institutional Capital Raise

August 2017

Shared Labs, Inc.

$2,549,000

Private Placement Offering

August 2017

Pollex, Inc.

$2,250,000

Private Placement Offering

August 2017

Cloud Commerce, Inc.

Acquisition

August 2017

China Internet Nationwide Financial Services Inc..

$20,000,000

Public Offering

Ordinary Shares

July 2017

Medical Transcription Billing, Corp.

$7,400,000

Public Offering

Preferred Stock

Represented Rodman & Renshaw as Lead Placement Agent

June 2017

Medical Marijuana Reverse Merger and $3.3M PIPE

$3,300,000

Common Stock and Warrants

June 2017

XTL Biopharmaceuticals Ltd.

$2,500,000

Registered Direct Offering of American Depositary Shares

Private Placement of Warrants

February 2017

Immuron Limited

$6,100,000

Initial Public Offering and Nasdaq Uplisting

June 2017

Ampio Pharmaceuticals, Inc.

$6,600,000

Registered Direct Public Offering

Represented Joseph Gunnar & Co. as Lead Placement

June 2017

MRI Interventions, Inc

$13,250,000

Public Offering of Common Stock and Warrants

Joseph Gunnar & Co. and Brookline Capital Markets

May 2017

Tonix Pharmaceuticals Holding Corp.

$8,000,000

Public Offering of Common Stock

April 2017

XTL Biopharmaceuticals Ltd.

$2,800,000

Private Placement of Warrants

March 2017

Innovus Pharmaceuticals, Inc.

$3,850,000

Public Offering of Common Stock and Warrants

March 2017

Pareteum Corporation

$3,500,000

Public Offering of Common Stock and Warrants

March 2017

Brekford Corporation

$6,000,000

Sale of Assets

March 2017

Private Cannabinoid Life Science Company

$12,300,000

Series B Preferred Stock

Led by Tuatara Capital Fund 1, L.P.

March 2017

Function(x) Inc.

$4,800,000

Public Offering of Common Stock

Represented Aegis Capital Corp. and Laidlaw & Company (UK) Ltd.

February 2017

AYTU BioScience, Inc.

$2,300,000

Warrant Exchange

Represented Joseph Gunnar & Co., LLC and Fordham Financial Management, Inc.

February 2017

Vycor Medical Inc

Online Private Placement

January 2017

Ener-Core, Inc.

$3,600,000

Private Placement of Warrants

Convertible Senior Secured Notes

Represented Oppenheimer & Co.

December 2016

Vuzix Corporation

$14,500,000

Registered Direct Offering of Common Stock

December 2016

Midwest Energy Emissions Corp.

$13,500,000

Private Placement of Common Stock

Oppenheimer & Co.

November 2016

Aytu BioScience, Inc.

$8,600,000

Public Offering of Common Stock and Warrants

November 2016

Tonix Pharmaceuticals Holding Corp.

$5,200,000

Public Offering of Common Stock and Warrants

November 2016

ToughBuilt Industries, Inc.

$6,100,000

Private Placement of Preferred Stock and Warrants

October 2016

ABT Holdings, Inc.

$5,000,000

Senior Secured Convertible Debentures

October 2016

FTE Networks, Inc.

$3,000,000

Private Placement of Common Stock and Warrants

Represented Laidlaw & Company (UK) Ltd. as Placement Agent

October 2016

Network 1 Securities

$7,700,000

Public Offering of Common Stock

September 2016

BioPharmX Corporation

$930,000

Registered Direct Offering of Common Stock

Private Placement of Warrants

September 2016

General Cannabis Corp.

$2,600,000

Senior Secured Promissory Notes

Common Stock Purchase Warrants

September 2016

SITO Mobile, Ltd.

$11,500,000

Public Offering

September 2016

CEL-SCI Corporation

$5,000,000

Registered Direct Offering of Common Stock

Private Placement of Warrants

Represented Rodman & Renshaw, a unit of H.C. Wainwright& Co., LLC, as Exclusive Placement Agent

August 2016

Aridis Pharmaceuticals, Inc.

$15,200,000

Private Placement of Common Stock and Warrants

August 2016

EyeGate Pharmaceuticals, Inc.

$3,770,000

Registered Direct Offering of Common Stock and Preferred Stock

Private Placement of Warrants

Represented Rodman & Renshaw, a unit of H.C. Wainwright& Co., LLC, as Exclusive Placement Agent

July 2016

Vuzix Corporation

$6,600,000

Registered Direct Offering of Common Stock

July 2016

Tonix Pharmaceuticals Holding Corp.

$10,000,000

Public Offering

Common Stock

June 2016

Intellicheck Mobilisa, Inc.

$2,100,000

Public Offering

Common Stock and Warrants

Represented Joseph Gunnar & Co. LLC as Sole Book-Running Manager

June 2016

PhaseRx, Inc.

$18,500,000

Initial Public Offering

Common Stock

Represented Laidlaw & Company (UK) Ltd. and Roth Capital Partners, LLC as Joint Book-Running Managers

May 2016

Bridgeline Digital, Inc.

$1,355,000

Private Placement

Subordinated Convertible Notes

Represented Taglich Brothers, Inc. as Exclusive Placement Agent

May 2016

iSign Solutions Inc.

$1,200,000

Public Offering

Common Stock and Warrants

Represented Axiom Capital Management, Inc. as Representative of the Underwriters

May 2016

Aytu BioScience, Inc. .

$7,500,000

Public Offering

Common Stock and Warrants

Represented Joseph Gunnar and Fordham Financial Management, Inc. as Lead Manager

May 2016

Synergy Pharmaceuticals Inc.

$89,800,000

Registered Direct Offering

Common Stock

May 2016

DelMar Pharmaceuticals

$7,500,000

Private Placement of Series B Preferred Stock

May 2016

Citius Pharmaceuticals Inc.

Acquisition

April 2016

ContraVir Pharmaceuticals, Inc.

$7,000,000

Public Offering

Common Stock and Warrants

April 2016

Labstyle Innovations Corp.

$6,000,000

Public Offering

Common Stock and Warrants

Represented H.C. Wainwright & Co., LLC and Joseph Gunnar & Co. as Joint Book Running Managers

March 2016

Viatar CTC Solutions Inc.

$4,200,000

Private Placement of Convertible Preferred Stock

March 2016

Pershing Gold Corporation

$6,900,000

Private Placement of Common Stock and Warrants

Represented Laidlaw & Company (UK) Ltd. as Placement Agent

February 2016

Amarantus BioScience Holdings, Inc.

$3,000,000

Convertible Preferred Stock and Warrants

February 2016

OWC Pharmaceutical Research Corp.

$787,500

PIPE

Convertible Note & Common Stock

December 2015

CBC Biotechnologies Inc.

$2,000,000

Series A Round

December 2015

eMagin

$6,000,000

Registered Direct Offering

Common Stock and Warrants

December 2015

Takung Art Co.

$1,896,000

PIPE

Common Stock

November 2015

Genius Brands International

$4,333,000

PIPE

Common Stock & Warrants

November 2015

Calpian Inc.

$2,135,000

PIPE

Common Stock & Warrants

June 2015

UQM Technologies

$6,400,000

Registered Direct

Common Stock and Warrants

October 2015

Oasmia Pharmaceutical AB

$9,500,000

RADSs & Warrants

IPO & U.S. NASDAQ Listing

October 2015

Can-Fite BioPharma Ltd.

$4,800,000

Registered Direct Offering with Institutional Investors

ADSs

October 2015

ContraVir Pharmaceuticals, Inc.

$15,000,000

Public Offering

Common Stock & Warrants

October 2015

Rightscorp, Inc.

$1,032,000

PIPE

Common Stock & Warrants

October 9, 2015

OriginClear, Inc.

$1,500,000

Acquisition of Progressive Water Treatment

Series B Preferred Stock

October 2015

Amarantus BioScience Holdings, Inc.

$5,500,000

Registered Direct Offering and Private Placement

Series H Convertible Preferred Stock and Warrants & Debts and Warrants

October 2015

Can-Fite BioPharma

$9,000,000

Public Offering

ADSs

September 2015

Spectronix Ltd. Sale to Emerson Electric

$100,000,000

Represented by SRFF-DTKGC (Israel)

Reverse Triangular Merger

August 2015

One Horizon Group, Inc.

$3,000,000

Public Offering

Common Stock & Warrants

August 2015

BiondVax Pharmaceuticals

$9,550,000

Initial Public Offering

Represented U.S. Underwriter on Israeli-American Transaction

ADSs & Warrants

May 2015

DelMar Pharmaceuticals, Inc.

$2,500,000

Registered Direct Offering

Common Stock & Warrants

August 2015

Trovagene, Inc.

$43,300,000

Public Offering

Common Stock

July 2015

Tonix Pharmaceuticals Holding Corp.

$20,100,000

Public Offering

Common Stock & Warrants

July 2015

Cynata Therapeutics Limited

$5,000,000

Private Placement

Common Stock & Warrants

July 2015

Wellsense

$2,000,000

Israeli based Company

Private Placement

Preferred Stock and Warrants

June 2015

Intellicheck Mobilisa, Inc.

$2,100,000

Secondary Public Offering

Represented Underwriter

April 2014

Actinium Pharmaceuticals, Inc.

$5,000,000

Registered Direct Offering

Represented Sole Placement Agent

Common Stock

June 2015

Calpian Inc.

$1,400,000

PIPE

Common Stock & Warrants

June 2015

Viking Therapeutics, Inc.

$24,000,000

IPO

Represented Laidlaw & Co. (UK) & Feltl and Co. as Underwriters

Common Stock & Warrants

May 2015

Dynatronics Corporation

$4,000,000

PIPE

Represented Ladenburg Thalmann & Co. Inc. as Placement Agent

Preferred Stocks & Warrants

May 2015

Amarantus BioSciences

$5,000,000

PIPE Investment

Series G Preferred Stock

April 2015

Professional Diversity Network

$5,000,000

Public Offering

Pursuant to S-3 Shelf Registration

Represent Aegis Capital as Undewriter

April 2015

Pegasi Energy Resources Corp.

$1,875,000

PIPE

Common Stock & Warrants

March 2015

Cell Source, Inc.

$500,000

PIPE

Promissory Notes

March 2015

SITO Mobile, Ltd.

$3,700,000

Acquisition of Hipcricket's Mobile Advertising Business

July 2015

Can-Fite BioPharmaceutical Ltd.

Licensing Agreement with Cipher Pharmaceuticals, Inc.

March 2015

Citius Pharmaceuticals, LLC

$270,000

PIPE

Common Stock & Warrants

March 2015

Dais Analytic Corporation

$2,750,000

PIPE

Common Stock

March 2015

Solar3D

$12,500,000

Public Offering & NASDAQ Uplisting

Offering underwritten by Cowen & Company LLC

Common Stock & Warrants

February 2015

CollabRX, Inc.

$3,000,000

Public Offering Pursuant to S-3 Registration

Common Stock

February 2015

CollabRX, Inc.

$5,520,000

Represented Aegis Capital Corp. as Sole Book-Running Manager

Public Offering

Common Stock & Warrants

February 2015

Actinium Pharmaceuticals Inc.

$20,000,000

Represented Laidlaw & Company (UK) Ltd.

Public Offering

Common Stock & Warrants

February 2015

Trovagene, Inc.

$23,000,000

Public Offering

Common Stock

February 2015

Tonix Pharmaceuticals Holding Corp.

$28,700,000

Public Offering

Common Stock

February 2015

Full Swing Golf Inc.

Endorsement deal with Tiger Woods

January, 2015

Vuzix Corporation

$24,800,000

Investment from Intel

January, 2015

PlasmaTech Biopharmaceuticals, Inc.

$14,000,000

Represented H.C. Wainwright & Co. and Aegis Capital Corp as Underwriters

Common Stock and Warrants

December 2014

SBI Investments LLC

$6,500,000

PIPE

Sold Membership Interests

December 2014

Can-Fite Biopharma Ltd.

$8,000,000

At-the-Market Registered Direct Offering

December 2014

Synergy Pharmaceuticals Inc.

$200,000,000

Rule 144A Offering of 7.5% Convertible Senior Notes

November 2014

MV Augusta

Partnership with Mercedes-AMG

November 2014

Contravir Pharmaceuticals, Inc.

$9,000,000

PIPE

Convertible Preferred Stock

November 2014

Cel-Sci Corporation

$6,000,000

Rep. Laidlaw & Co. (UK) Ltd. as Underwriters in Public Offering Common Stock & Warrants

October 2014

Towerstream Corporation

$35,000,000

Secured Financing

October 2014

Single Touch Interactive, Inc.

$11,000,000

PIPE & Financing from Fortress Investment Group

October 2014

Rightscorp, Inc.

$2,650,000

PIPE

September 2014

Citius Pharmacueticals, LLC

$2,040,000

Reverse Merger & PIPE

Labor Smart, Inc.

$1,100,000

Private Placement

Common Stock

August 2014

Intellect Neurosciences, Inc.

$1,200,000

PIPE

Preferred Stock & Warrants

July 2014

Tonix Pharmaceuticals Holding Corp.

$7,800,000

Public Offering

Common Stock

July 2014

Nanox Imaging PLC

$2,100,000

Represented J.P. Turner & Company

PIPE

Ordinary Shares

July 2014

Cell Source Ltd.

Reverse Merger

July 2014

CollabRx, Inc.

$1,800,000

Common Stock

Represented Underwriter

June 2014

NTS Inc.

$140,000,000

Acquisition

June 2014

Free Seas Inc.

$25,000,000

Public Offering

Preferred Stock & Warrants

June 2014

Zenovia Digital Exchange Corporation

$5,000,000

PIPE

Secured Notes & Warrants

June 2014

Vuzix Corporation

$3,000,000

PIPE

5% Secured Promissory Notes

June 2014

Sorrento Therapeutics, Inc.

$25,000,000

Public Offering

Common Stock

May 2014

Cyclacel Pharmaceuticals Inc.

$10,000,000

Secondary Public Offering

Represented Underwriter

Common Stock

April 2014

NovaBay Pharmaceuticals, Inc.

$6,720,000

Secondary Public Offering

Common Stock & Warrants

March 2014

Relmada Therapeutics Inc.

$10,000,000

PIPE

Common Stock & Warrants

May 2014

AV Therapeutics

$1,260,000

PIPE

Common Stock & Warrants

April 2014

UX2 Biosystems, Inc.

$2,500,000

PIPE

Promissory Notes & Common Stock Purchase Warrants

April 2014

ClearSign

$6,500,000

Registered Direct Offering

Represented Placement Agent

March 2014

Cell Source

$3,600,000

Common Stock, Warrants

February 2014

SMTP, Inc.

$10,000,000

Public Offering - Representing Aegis Capital Corp.

February 2014

Be Active Holdings

$1,799,999

Common Stock, Warrants Included

February 2014

Valor Gold Corp

$1,025,000

Common Stock, Preferred Stock

February 2014

Pegasi Energy Resources

$703,000

Common Stock

February 2014

Yappn

$700,000

February 2014

BitCoin Shop Inc.

$1,875,000

PIPE

February 2014

Tonix Pharmaceuticals Holding Corp.

$43,500,000

Shelf Takedown

February 2014

Xenetic BioSciences

$10,000,000

Reverse Merger & PIPE

Common Stock

February 2014

MusclePharm Corporation

$10,100,000

Purchase of Business Assets

January 2014

Intellicheck Mobilisa

$4,000,000

Common Stock

January 2014

Paulson Capital Corp

$250,000

Common Stock

January 2014

Co-Diagnostics, Inc.

$4,200,000

Direct Offering

February 2020

Co-Diagnostics, Inc.

$10,200,000

Direct Offering

February 2020

Co-Diagnostics, Inc.

$5,000,000

Direct Offering

January 2020

YayYo Inc..

$10,500,000

Public Offering

November 2019

Summit Semiconductor

$12,000,000

Private Placement

July 2018

Hancock Jaffe Laboratories

$8,000,000

Public Offering

June 2018

Co-Diagnostics, Inc.

$7,000,000

Public Offering

July 2017

Long Island Iced Tea Corp.

$12,000,000

Public Offering

August 2016