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Overview

Corporate and Securities Department

SRFC has a market-leading Corporate and Securities Department of over 45 attorneys that has been highly ranked in various national securities league table rankings.

Our team has extensive experience in corporate and securities transactions, SEC compliance and other corporate matters.

We represent clients from all over the world, including (among others):

  • Public and private companies
  • Corporate boards and board committees
  • Investment banks/broker-dealers
  • Institutional investors, including private equity and venture capital firms
  • Family offices
  • High-net-worth individuals and families

For more information regarding our related practice area capabilities, please visit the following pages:

Corporate and Securities Department
Team Members

Principal Contacts


Evan Cappelli

Corporate Department Managing Partner

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thomas rose headshot

Thomas Rose

Co-Managing Partner

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Team Members


mohit agrawal
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Brady Berman
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jesse blue headshot

Jesse Blue

Associate

jeffrey cahlon headshot
nicholas caputo headshot
sharon carroll headshot
anna chaykina headshot
Soumya Cheedi
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barrett dipaolo

Gary Eaton

Associate

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Benasz Hansotia
devin heck headshot
jeffrey hua headshot
Nishkarsh Jakhar
Jeffrey Koeppel Photo

Lony Leung

Associate

Karina Maas
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Martryn Mak
arthur marcus headshot
kennedy mccann headshot
darrin ocasio headshot
avital perlman headshot
marc ross headshot
Michael Savage
matthew siracusa headshot
benjamin sklar photo
thiago spercel headshot
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Rohini Sud

Associate

benjamin tan headshot
raquel vazquez headshot
jeffrey wofford headshot
Catherine Wu
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tong wu headshot

Tong Wu

Associate

Xing Yang

Associate

Claire You

Claire You

Associate

Joy Zheng

Joy Zheng

Associate

Contact
SRFC

Located in the heart of Midtown Manhattan, SRFC is a nationally recognized law firm serving clients across the globe. Contact us today to learn how our attorneys can help solve your most complex legal challenges.