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Transactions

Recent
Transactions

We represent foreign and domestic clients in a broad range of capital raising, M&A and other corporate transactions. Below are tombstone listings of certain of our recent representative transactions. Please click on a tombstone for a description of the specific deal.

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  • All
  • Cryptocurrency
  • IPOs and Public Offerings
  • M&A
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  • PIPES and Private Placements
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  • SPAC

Cloud Commerce, Inc.

Acquisition

August 2017

Press Release ›

XTL Biopharmaceuticals Ltd. $2,500,000

Registered Direct Offering of American Depositary Shares

Private Placement of Warrants

Press Release ›

Immuron Limited $6,100,000

Initial Public Offering and Nasdaq Uplisting

June 2017

Press Release ›

Ampio Pharmaceuticals, Inc. $6,600,000

Registered Direct Public Offering

Represented Joseph Gunnar & Co. as Lead Placement

Press Release ›

MRI Interventions, Inc $13,250,000

Public Offering of Common Stock and Warrants

Joseph Gunnar & Co. and Brookline Capital Markets

Press Release ›

Tonix Pharmaceuticals Holding Corp. $8,000,000

Public Offering of Common Stock

April 2017

Press Release ›

XTL Biopharmaceuticals Ltd. $2,800,000

Private Placement of Warrants

March 2017

Press Release ›

Innovus Pharmaceuticals, Inc. $3,850,000

Public Offering of Common Stock and Warrants

March 2017

Press Release ›

Pareteum Corporation $3,500,000

Public Offering of Common Stock and Warrants

March 2017

Press Release ›

Private Cannabinoid Life Science Company $12,300,000

Series B Preferred Stock

Led by Tuatara Capital Fund 1, L.P.

Press Release ›

Function(x) Inc. $4,800,000

Public Offering of Common Stock

Represented Aegis Capital Corp. and Laidlaw & Company (UK) Ltd.

Press Release ›

AYTU BioScience, Inc. $2,300,000

Warrant Exchange

Represented Joseph Gunnar & Co., LLC and Fordham Financial Management, Inc.

Press Release ›

Vycor Medical Inc

Online Private Placement

January 2017

Press Release ›

Ener-Core, Inc. $3,600,000

Private Placement of Warrants

Convertible Senior Secured Notes

Press Release ›

Vuzix Corporation $14,500,000

Registered Direct Offering of Common Stock

December 2016

Press Release ›

Midwest Energy Emissions Corp. $13,500,000

Private Placement of Common Stock

Oppenheimer & Co.

Press Release ›

Aytu BioScience, Inc. $8,600,000

Public Offering of Common Stock and Warrants

November 2016

Press Release ›

Tonix Pharmaceuticals Holding Corp. $5,200,000

Public Offering of Common Stock and Warrants

November 2016

Press Release ›

ToughBuilt Industries, Inc. $6,100,000

Private Placement of Preferred Stock and Warrants

October 2016

Press Release ›

ABT Holdings, Inc. $5,000,000

Senior Secured Convertible Debentures

October 2016

Press Release ›

FTE Networks, Inc. $3,000,000

Private Placement of Common Stock and Warrants

Represented Laidlaw & Company (UK) Ltd. as Placement Agent

Press Release ›

Network 1 Securities $7,700,000

Public Offering of Common Stock

September 2016

Press Release ›

BioPharmX Corporation $930,000

Registered Direct Offering of Common Stock

Private Placement of Warrants

Press Release ›

General Cannabis Corp. $2,600,000

Senior Secured Promissory Notes

Common Stock Purchase Warrants

Press Release ›

SITO Mobile, Ltd. $11,500,000

Public Offering

September 2016

Press Release ›

CEL-SCI Corporation $5,000,000

Registered Direct Offering of Common Stock

Private Placement of Warrants

Press Release ›

Aridis Pharmaceuticals, Inc. $15,200,000

Private Placement of Common Stock and Warrants

August 2016

Press Release ›