Recent Transactions

Recent
Transactions

We represent foreign and domestic clients in a broad range of capital raising, M&A and other corporate transactions. Below are tombstone listings of certain of our recent representative transactions. Please click on a tombstone for a description of the specific deal.

All

All
Cryptocurrency
IPOs and Public Offerings
M&A
Other
PIPES and Private Placements
Private Fund
SPAC

Transactions

Recent Transactions

Public Offering

Common Stock & Warrants

Private Placement

Common Stock & Warrants

Israeli based Company

Private Placement

Registered Direct Offering

Represented Sole Placement Agent

PIPE

Represented Ladenburg Thalmann & Co. Inc. as Placement Agent

PIPE Investment

Series G Preferred Stock

PIPE

Common Stock & Warrants

Acquisition of Hipcricket's Mobile Advertising Business

July 2015

Licensing Agreement with Cipher Pharmaceuticals, Inc.

March 2015

PIPE

Common Stock & Warrants

PIPE

Common Stock

Public Offering Pursuant to S-3 Registration

Common Stock

Represented Laidlaw & Company (UK) Ltd.

Public Offering

Public Offering

Common Stock

January, 2015

Investment from Intel

January, 2015

PIPE

Sold Membership Interests

Rule 144A Offering of 7.5% Convertible Senior Notes

November 2014

Partnership with Mercedes-AMG

November 2014

PIPE

Convertible Preferred Stock

Rep. Laidlaw & Co. (UK) Ltd. as Underwriters in Public Offering Common Stock & Warrants

October 2014

PIPE & Financing from Fortress Investment Group

October 2014

PIPE

September 2014

Reverse Merger & PIPE

Private Placement

Common Stock

PIPE

Preferred Stock & Warrants

Represented J.P. Turner & Company

PIPE

PIPE

Secured Notes & Warrants

PIPE

5% Secured Promissory Notes

PIPE

Promissory Notes & Common Stock Purchase Warrants

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Recent
Transactions