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Recent
Transactions

We represent foreign and domestic clients in a broad range of capital raising, M&A and other corporate transactions. Below are tombstone listings of certain of our recent representative transactions. Please click on a tombstone for a description of the specific deal.

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  • All
  • Cryptocurrency
  • IPOs and Public Offerings
  • M&A
  • Other
  • PIPES and Private Placements
  • Private Fund
  • SPAC

Midwest Energy Emissions Corp. $13,500,000

Private Placement of Common Stock

Oppenheimer & Co.

Press Release ›

Aytu BioScience, Inc. $8,600,000

Public Offering of Common Stock and Warrants

November 2016

Press Release ›

Tonix Pharmaceuticals Holding Corp. $5,200,000

Public Offering of Common Stock and Warrants

November 2016

Press Release ›

ToughBuilt Industries, Inc. $6,100,000

Private Placement of Preferred Stock and Warrants

October 2016

Press Release ›

ABT Holdings, Inc. $5,000,000

Senior Secured Convertible Debentures

October 2016

Press Release ›

FTE Networks, Inc. $3,000,000

Private Placement of Common Stock and Warrants

Represented Laidlaw & Company (UK) Ltd. as Placement Agent

Press Release ›

Network 1 Securities $7,700,000

Public Offering of Common Stock

September 2016

Press Release ›

BioPharmX Corporation $930,000

Registered Direct Offering of Common Stock

Private Placement of Warrants

Press Release ›

General Cannabis Corp. $2,600,000

Senior Secured Promissory Notes

Common Stock Purchase Warrants

Press Release ›

SITO Mobile, Ltd. $11,500,000

Public Offering

September 2016

Press Release ›

CEL-SCI Corporation $5,000,000

Registered Direct Offering of Common Stock

Private Placement of Warrants

Press Release ›

Aridis Pharmaceuticals, Inc. $15,200,000

Private Placement of Common Stock and Warrants

August 2016

Press Release ›

EyeGate Pharmaceuticals, Inc. $3,770,000

Registered Direct Offering of Common Stock and Preferred Stock

Private Placement of Warrants

Press Release ›

Vuzix Corporation $6,600,000

Registered Direct Offering of Common Stock

July 2016

Press Release ›

Intellicheck Mobilisa, Inc. $2,100,000

Public Offering

Common Stock and Warrants

Press Release ›

iSign Solutions Inc. $1,200,000

Public Offering

Common Stock and Warrants

Press Release ›

Aytu BioScience, Inc. . $7,500,000

Public Offering

Common Stock and Warrants

Press Release ›

Synergy Pharmaceuticals Inc. $89,800,000

Registered Direct Offering

Common Stock

Press Release ›

DelMar Pharmaceuticals $7,500,000

Private Placement of Series B Preferred Stock

May 2016

Press Release ›

ContraVir Pharmaceuticals, Inc. $7,000,000

Public Offering

Common Stock and Warrants

Press Release ›

Labstyle Innovations Corp. $6,000,000

Public Offering

Common Stock and Warrants

Press Release ›

Viatar CTC Solutions Inc. $4,200,000

Private Placement of Convertible Preferred Stock

March 2016

Press Release ›

Pershing Gold Corporation $6,900,000

Private Placement of Common Stock and Warrants

Represented Laidlaw & Company (UK) Ltd. as Placement Agent

Press Release ›

Amarantus BioScience Holdings, Inc. $3,000,000

Convertible Preferred Stock and Warrants

February 2016

Press Release ›

OWC Pharmaceutical Research Corp. $787,500

PIPE

Convertible Note & Common Stock

Press Release ›

eMagin $6,000,000

Registered Direct Offering

Common Stock and Warrants

Press Release ›