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Transactions

Recent
Transactions

We represent foreign and domestic clients in a broad range of capital raising, M&A and other corporate transactions. Below are tombstone listings of certain of our recent representative transactions. Please click on a tombstone for a description of the specific deal.

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  • All
  • Cryptocurrency
  • IPOs and Public Offerings
  • M&A
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  • PIPES and Private Placements
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  • SPAC

Pareteum Corporation $12,000,000

Common and Preferred Stock

November 2017

Press Release ›

Ampio Pharmaceuticals, Inc. $6,750,000

Registered Direct Public Offering of Common Stock

Represented Joseph Gunnar & Co. as Lead Placement

Press Release ›

Pareteum Corporation $1,570,000

Pursuant to S-3 Shelf Registration

October 2017

Press Release ›

Medical Transcript Billing, Corp. $6,000,000

Preferred Stock

Represented Rodman & Renshaw as Lead Placement Agent

Press Release ›

One Wall Partners $63,000,000

Real Estate Portfolio Acquisition

September 2017

Press Release ›

BiondVax Pharmaceuticals, Ltd. $10,000,000

Public Offering of American Depository Shares

Represented Joseph Gunnar & Co. as Lead Undewriter

Press Release ›

Precipio, Inc. $6,000,000

Common Stock and Warrants

Represented Aegis Capital Corp. as Lead Underwriter

Press Release ›

Aytu BioScience, Inc. $11,800,000

Private Placement of Equity Securities

Series A Preferred Stock

Press Release ›

JetSmarter Inc.

Institutional Capital Raise

August 2017

Press Release ›

Shared Labs, Inc. $2,549,000

Private Placement Offering

August 2017

Press Release ›

Pollex, Inc. $2,250,000

Private Placement Offering

August 2017

Press Release ›

Cloud Commerce, Inc.

Acquisition

August 2017

Press Release ›

XTL Biopharmaceuticals Ltd. $2,500,000

Registered Direct Offering of American Depositary Shares

Private Placement of Warrants

Press Release ›

Immuron Limited $6,100,000

Initial Public Offering and Nasdaq Uplisting

June 2017

Press Release ›

Ampio Pharmaceuticals, Inc. $6,600,000

Registered Direct Public Offering

Represented Joseph Gunnar & Co. as Lead Placement

Press Release ›

MRI Interventions, Inc $13,250,000

Public Offering of Common Stock and Warrants

Joseph Gunnar & Co. and Brookline Capital Markets

Press Release ›

Tonix Pharmaceuticals Holding Corp. $8,000,000

Public Offering of Common Stock

April 2017

Press Release ›

XTL Biopharmaceuticals Ltd. $2,800,000

Private Placement of Warrants

March 2017

Press Release ›

Innovus Pharmaceuticals, Inc. $3,850,000

Public Offering of Common Stock and Warrants

March 2017

Press Release ›

Pareteum Corporation $3,500,000

Public Offering of Common Stock and Warrants

March 2017

Press Release ›

Private Cannabinoid Life Science Company $12,300,000

Series B Preferred Stock

Led by Tuatara Capital Fund 1, L.P.

Press Release ›

Function(x) Inc. $4,800,000

Public Offering of Common Stock

Represented Aegis Capital Corp. and Laidlaw & Company (UK) Ltd.

Press Release ›

AYTU BioScience, Inc. $2,300,000

Warrant Exchange

Represented Joseph Gunnar & Co., LLC and Fordham Financial Management, Inc.

Press Release ›

Vycor Medical Inc

Online Private Placement

January 2017

Press Release ›

Ener-Core, Inc. $3,600,000

Private Placement of Warrants

Convertible Senior Secured Notes

Press Release ›

Vuzix Corporation $14,500,000

Registered Direct Offering of Common Stock

December 2016

Press Release ›