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Recent
Transactions

We represent foreign and domestic clients in a broad range of capital raising, M&A and other corporate transactions. Below are tombstone listings of certain of our recent representative transactions. Please click on a tombstone for a description of the specific deal.

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  • All
  • Cryptocurrency
  • IPOs and Public Offerings
  • M&A
  • Other
  • PIPES and Private Placements
  • Private Fund
  • SPAC

General Cannabis Corp. $3,000,000

Private Placement of Common Stock

Represented FINRA Member Firm

Press Release ›

AIT Therapeutics, Inc. $8,000,000

Private Placement of Common Stock

June 2019

Press Release ›

Immuron Limited $2,000,000

Public Offering of American Depositary Shares (ADSs)

May 2019

Press Release ›

Genetic Technologies Limited $1,200,000

Registered Direct Offering and Warrants

May 2019

Press Release ›

Quest Solution, Inc. $5,000,000

Private Placement

Common Stock and Warrants

Press Release ›

New Age Beverages Corp. $25,000,000

Loan and Security Agreement

April 2019

Press Release ›

Opgen, Inc. $5,400,000

Common Stock

March 2019

Press Release ›

Pareteum Corporation $50,000,000

Secured Credit Loan

March 2019

Press Release ›

Pareteum Corporation

iPass, Inc. Acquisition

February 2019

Press Release ›

Cellect Biotechnology Ltd. $6,500,000

Public Offering of ADS and Warrants

February 2019

Press Release ›

INmune Bio Inc. $8,000,000

Initial Public Offering

January 2019

Press Release ›

China SXT Pharmaceuticals $10,200,000

Initial Public Offering

January 2019

Press Release ›

Creative Realities $10,000,000

Public Offering of Common Stock and Warrants

November 2018

Press Release ›

New Age Beverage Corp. $52,000,000

Public Offering of Common Stock

November 2018

Press Release ›

Pareteum Corporation

Corporate Acquisition

November 2018

Press Release ›

Novume Solutions, Inc. $3,300,000

Public Offering of Common Stock

November 2018

Press Release ›

Wize Pharma, Inc. $4,400,000

Private Raise

Common Stock and Warrants

Press Release ›

New Age Beverage Corp. $37,500,000

At-The-Market Financing

October 2018

Press Release ›

Medical Transcript Billing, Corp. $15,000,000

Series A Preferred Stock

Registered Public Offering

Press Release ›

GRSX Industries Inc. $1,300,000

Common Stock and Warrants

October 2018

Press Release ›

AIT Therapeutics, Inc. $20,000,000

Common Stock Purchase Agreement

September 2018

Press Release ›

Pareteum Corporation $40,000,000

Common Stock and Warrants

September 2019

Press Release ›

FlexShopper, Inc. $10,000,000

Public Offering

September 2018

Press Release ›

New Age Beverage Corp. $12,000,000

Loan and Security Agreement

August 2018

Press Release ›