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Recent
Transactions

We represent foreign and domestic clients in a broad range of capital raising, M&A and other corporate transactions. Below are tombstone listings of certain of our recent representative transactions. Please click on a tombstone for a description of the specific deal.

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  • Cryptocurrency
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New Age Beverage Corp. $52,000,000

Public Offering of Common Stock

November 2018

Press Release ›

Pareteum Corporation

Corporate Acquisition

November 2018

Press Release ›

Novume Solutions, Inc. $3,300,000

Public Offering of Common Stock

November 2018

Press Release ›

Wize Pharma, Inc. $4,400,000

Private Raise

Common Stock and Warrants

Press Release ›

New Age Beverage Corp. $37,500,000

At-The-Market Financing

October 2018

Press Release ›

Medical Transcript Billing, Corp. $15,000,000

Series A Preferred Stock

Registered Public Offering

Press Release ›

GRSX Industries Inc. $1,300,000

Common Stock and Warrants

October 2018

Press Release ›

AIT Therapeutics, Inc. $20,000,000

Common Stock Purchase Agreement

September 2018

Press Release ›

Pareteum Corporation $40,000,000

Common Stock and Warrants

September 2019

Press Release ›

FlexShopper, Inc. $10,000,000

Public Offering

September 2018

Press Release ›

New Age Beverage Corp. $12,000,000

Loan and Security Agreement

August 2018

Press Release ›

New Age Beverage Corp. $4,750,000

Senior Secured Convertible Promissory Note

June 2018

Press Release ›

Trovagene, Inc. $16,000,000

Represented ThinkEquity as Lead Underwriter

Public Offering of Common Stock and Warrants

Press Release ›

Pareteum Corporation $6,100,000

Registered Direct Offering

Common Stock

Press Release ›

Acolyte Group

Sale to Private Equity Firm

May 2018

Press Release ›

Cocrystal Pharma, Inc $8,000,000

Public Offering of Common Stock

Represented A.G.P/ Alliance Global Partners

Press Release ›

Sunworks, Inc. $3,750,000

Loan Transaction

April 2018

Press Release ›

New Age Beverage Corp $4,000,000

Public Offering of Common Stock

April 2018

Press Release ›

Medical Transcript Billing, Corp. $10,500,000

Public Offering

Series A Preferred Stock

Press Release ›

Aytu BioScience, Inc. $12,000,000

Public Offering of Common Stock and Warrants

March 2018

Press Release ›

MoneyOnMobile, Inc. $5,000,000

Private Placement Offering

Series H Preferred Stock

Press Release ›

MoneyOnMobile, Inc. $7,600,000

Private Placement Offering

Series F Preferred Stock

Press Release ›

QBIO Med, Inc. $5,500,000

Common Stock and Warrants

Represented Roth Capital Partners as lead Placement Agent

Press Release ›

Vuzix Corporation $30,000,000

Registered Direct Offering

Common Stock and Warrants

Press Release ›

Biotricity Inc. $2,500,000

Registered Direct Public Offering

Common Stock

Press Release ›

Vuzix Corporation $12,500,000

Registered Direct Offering

Common Stock and Warrants

Press Release ›

Medical Transcript Billing, Corp. $3,900,000

Series A Preferred Stock

Registered Public Offering

Press Release ›

Pareteum Corporation $6,580,000

Common Stock and Warrants

Registered Public Offering

Press Release ›

Precipio, Inc. $2,700,000

Common Stock and Warrants

Represented Aegis Capital Corp. as Placement Agent

Press Release ›