Recent Transactions

Recent
Transactions

We represent foreign and domestic clients in a broad range of capital raising, M&A and other corporate transactions. Below are tombstone listings of certain of our recent representative transactions. Please click on a tombstone for a description of the specific deal.

All

All
Cryptocurrency
IPOs and Public Offerings
M&A
Other
PIPES and Private Placements
Private Fund
SPAC

Transactions

Recent Transactions

Registered Direct Offering of Common Stock and Preferred Stock

Private Placement of Warrants

Registered Direct Offering of Common Stock

July 2016

Public Offering

Common Stock and Warrants

Public Offering

Common Stock and Warrants

Public Offering

Common Stock and Warrants

Registered Direct Offering

Common Stock

Private Placement of Series B Preferred Stock

May 2016

April 2016

Public Offering

Common Stock and Warrants

Public Offering

Common Stock and Warrants

Private Placement of Convertible Preferred Stock

March 2016

Private Placement of Common Stock and Warrants

Represented Laidlaw & Company (UK) Ltd. as Placement Agent

Convertible Preferred Stock and Warrants

February 2016

PIPE

Convertible Note & Common Stock

Series A Round

December 2015

Registered Direct Offering

Common Stock and Warrants

PIPE

Common Stock

PIPE

Common Stock & Warrants

PIPE

Common Stock & Warrants

Registered Direct

Common Stock and Warrants

RADSs & Warrants

IPO & U.S. NASDAQ Listing

Registered Direct Offering with Institutional Investors

ADSs

Public Offering

Common Stock & Warrants

PIPE

Common Stock & Warrants

Acquisition of Progressive Water Treatment

Series B Preferred Stock

Registered Direct Offering and Private Placement

Series H Convertible Preferred Stock and Warrants & Debts and Warrants

Public Offering

ADSs

Public Offering

Common Stock & Warrants

Public Offering

Common Stock

Public Offering

Common Stock & Warrants

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Recent
Transactions