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Recent
Transactions

We represent foreign and domestic clients in a broad range of capital raising, M&A and other corporate transactions. Below are tombstone listings of certain of our recent representative transactions. Please click on a tombstone for a description of the specific deal.

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  • All
  • Cryptocurrency
  • IPOs and Public Offerings
  • M&A
  • Other
  • PIPES and Private Placements
  • Private Fund
  • SPAC

Labstyle Innovations Corp. $6,000,000

Public Offering

Common Stock and Warrants

Press Release ›

Viatar CTC Solutions Inc. $4,200,000

Private Placement of Convertible Preferred Stock

March 2016

Press Release ›

Pershing Gold Corporation $6,900,000

Private Placement of Common Stock and Warrants

Represented Laidlaw & Company (UK) Ltd. as Placement Agent

Press Release ›

Amarantus BioScience Holdings, Inc. $3,000,000

Convertible Preferred Stock and Warrants

February 2016

Press Release ›

OWC Pharmaceutical Research Corp. $787,500

PIPE

Convertible Note & Common Stock

Press Release ›

eMagin $6,000,000

Registered Direct Offering

Common Stock and Warrants

Press Release ›

Calpian Inc. $2,135,000

PIPE

Common Stock & Warrants

Press Release ›

UQM Technologies $6,400,000

Registered Direct

Common Stock and Warrants

Press Release ›

Oasmia Pharmaceutical AB $9,500,000

RADSs & Warrants

IPO & U.S. NASDAQ Listing

Press Release ›

Can-Fite BioPharma Ltd. $4,800,000

Registered Direct Offering with Institutional Investors

ADSs

Press Release ›

ContraVir Pharmaceuticals, Inc. $15,000,000

Public Offering

Common Stock & Warrants

Press Release ›

Rightscorp, Inc. $1,032,000

PIPE

Common Stock & Warrants

Press Release ›

OriginClear, Inc. $1,500,000

Acquisition of Progressive Water Treatment

Series B Preferred Stock

Press Release ›

Amarantus BioScience Holdings, Inc. $5,500,000

Registered Direct Offering and Private Placement

Series H Convertible Preferred Stock and Warrants & Debts and Warrants

Press Release ›

One Horizon Group, Inc. $3,000,000

Public Offering

Common Stock & Warrants

Press Release ›

Trovagene, Inc. $43,300,000

Public Offering

Common Stock

Press Release ›

Tonix Pharmaceuticals Holding Corp. $20,100,000

Public Offering

Common Stock & Warrants

Press Release ›

Cynata Therapeutics Limited $5,000,000

Private Placement

Common Stock & Warrants

Press Release ›

Wellsense $2,000,000

Israeli based Company

Private Placement

Press Release ›

Actinium Pharmaceuticals, Inc. $5,000,000

Registered Direct Offering

Represented Sole Placement Agent

Press Release ›

Dynatronics Corporation $4,000,000

PIPE

Represented Ladenburg Thalmann & Co. Inc. as Placement Agent

Press Release ›

Amarantus BioSciences $5,000,000

PIPE Investment

Series G Preferred Stock

Press Release ›

SITO Mobile, Ltd. $3,700,000

Acquisition of Hipcricket's Mobile Advertising Business

July 2015

Press Release ›

Can-Fite BioPharmaceutical Ltd.

Licensing Agreement with Cipher Pharmaceuticals, Inc.

March 2015

Press Release ›