SEC Registration Statements

Our attorneys have extensive experience in the preparation and filing of SEC registration statements, including (among others) domestic filings on Forms S-1, S-3, S-4, S-8 and 10, as well as filings for foreign filers on Forms F-1, F-4, F-6 and 20-F.

We advise companies seeking to go public and companies that are already publicly traded which are seeking to register securities for sale or resale. Additionally, we advise clients in connection with the preparation and filing of shelf registration statements covering proposed future offers and sales of securities.

We regularly file registration statements relating to the proposed resale of securities issued in connection with various types of securities transactions, including PIPEs, equity lines of credit and other alternative financing transactions.

Our attorneys have substantial experience dealing with the staff of the U.S. Securities and Exchange Commission with respect to such filings and regularly guide clients through the process of navigating the legal challenges relating to SEC staff comments and the various other compliance and disclosure matters that arise during the SEC registration process.

Team Members

Marcelle S. Balcombe

Partner

Balcombe, Marcelle S.

Brady Berman

Law Clerk – Not Yet Admitted

Berman, Brady

Jesse Blue

Associate

Blue, Jesse

Evan J. Cappelli

Partner

Cappelli, Evan J.

Ross Carmel

Partner

Carmel, Ross

Sharon Carroll

Partner

Carroll, Sharon

Anna Chaykina

Associate

Chaykina, Anna

Gary Eaton

Associate

Eaton, Gary

Michael H. Ference

Partner

Ference, Michael H.

Nishkarsh Jakhar

Associate

Jakhar, Nishkarsh

Jeffrey A. Koeppel

Of Counsel

Koeppel, Jeffrey A.

Yini (Ellie) Lai

Associate

Lai, Yini (Ellie)

Lony Leung

Associate

Leung, Lony

Karina Maas

Associate

Maas, Karina

Tomer Magid

Associate

Magid, Tomer

Phil Magri

Partner

Magri, Phil

Arthur Marcus

Partner

Marcus, Arthur

Michael D. Nacht

Counsel

Nacht, Michael D.

Darrin M. Ocasio

Partner

Ocasio, Darrin M.

Thomas A. Rose

Co-Managing Partner

Rose, Thomas A.

Marc J. Ross

Partner

Ross, Marc J.

Gregory Sichenzia

Partner

Sichenzia, Gregory

Thiago Spercel

Partner

Spercel, Thiago

Rohini Sud

Associate

Sud, Rohini

Benjamin A. Tan

Partner

Tan, Benjamin A.

Jeffrey Wofford

Partner

Wofford, Jeffrey

Catherine Wu

Associate

Wu, Catherine

Xing Yang

Associate

Yang, Xing

Joy Zheng

Associate

Zheng, Joy