Sichenzia Ross Ference founding partner Gregory Sichenzia participated in a webinar for Strafford, titled “PIPE Transactions and Registered Direct Offerings: Alternative Capital Raising, PE Investment Opportunity,” on Thursday, August 6. This presentation, which is Continuing Legal Education (“CLE”) accredited, examines the mechanics of traditional private investments in public equity (PIPEs) as well as registered direct offerings.
Among the topics reviewed by Sichenzia and other panel members were the following key issues:
- What are the key advantages of PIPE transactions over a traditional offering of securities?
- How has COVID-19 impacted public offerings of securities and the use of PIPEs as an alternative financing vehicle?
- What are the essential terms and negotiating points for traditional PIPEs?
- Why might a registered direct transaction be preferred over a standard PIPE transaction? Are there any additional registration requirements?
Please find the full link to the webinar here.
