交易

我们代表广泛的融资，并购和其他公司交易的国内外客户。下面是我们的某些最近代表性的交易墓碑上市。请点击墓碑的具体交易的说明。

SMX PLC

$5,500,000

Private Placement Offering
May 2025
authID Inc.

$2,100,000

Registered Direct Offering
May 2025
bioAffinity Technologies, Inc.

$3,250,000

Public Offering
May 2025
Pineapple Financial Inc.

$1,500,000

Public Offering
May 2025
Unusual Machines, Inc.

$40,000,000

Public Offering
May 2025
Lexaria Bioscience Corp.

$2,000,000

Registered Direct Offering
April 2025
BriaCell Therapeutics Corp.

$13,800,000

Public Offering
April 2025
Phoenix Asia Holdings Limited

$6,400,000

Initial Public Offering
April 2025
Safe & Green Holdings Corp.

$8,000,000

Private Placement
April 2025
FatPipe, Inc.

$4,000,000

Initial Public Offering
April 2025
Perfect Moment Ltd.

$6,400,000

Private Placement
April 2025
Sunshine Biopharma Inc.

$2,460,000

Registered Direct Offering
April 2025
MKDWELL Tech Inc.

$10,000,000

Private Placement
April 2025
Soulpower Acquisition Corporation

$220,000,000

Initial Public Offering
April 2025
Calidi Biotherapeutics, Inc.

$3,900,000

Registered Direct Offering
April 2025
authID, Inc.

$8,150,000

Registered Direct Offering
March 2025
NeOnc Technologies Holdings, Inc.
Direct Listing
March 2025
IntChains Group Limited

$1,000,000

Registered Direct Offering
March 2025
Tenon Medical, Inc.

$2,500,000

Registered Direct Offering
March 2025
Tenon Medical, Inc.

$1,500,000

Registered Direct Offering
March 2025
PMGC Holdings Inc.

$1,480,000

Registered Direct Offering
March 2025
Spectral AI, Inc.

$2,700,000

Registered Direct Offering
March 2025
CEL-SCI Corporation

$2,500,000

Public Offering
March 2025
Plus Therapeutics, Inc.

$15,000,000

Private Placement
March 2025
Healthcare Triangle, Inc.

$15,200,000

PIPE
February 2025
Basel Medical Group Ltd

$8,820,000

Initial Public Offering
February 2025
Intelligent Living Application Group Inc.

$600,000

Public Offering
February 2025
Siyata Mobile Inc.
Definitive Merger Agreement
February 2025
Aspire Biopharma Holdings Inc.

$3,000,000

De-SPAC
February 2025
NextNRG, Inc.

$15,000,000

Public Offering
February 2025
Greenlane Holdings, Inc.

$25,000,000

Private Placement Offering
February 2025
Wellgistics Health, Inc

$4,000,000

Initial Public Offering
February 2025
MGO Global Inc.
Reverse Merger
February 2025
Lambda

$80,000,000

Venture Capital Investment
February 2025
Digital Brands Group, Inc.

$7,500,000

Public Offering
February 2025
CIMG Inc

$10,000,000

Private Placement
February 2025
Aureus Greenway Holdings Inc.

$15,000,000

Initial Public Offering
February 2025
Autozi Internet Technology

$8,400,000

Private Placement
February 2025
Plutus Financial Group Limited

$8,400,000

Initial Public Offering
February 2025
BriaCell Therapeutics

$3,000,000

Public Offering
February 2025
60 Degrees Pharmaceuticals, Inc.

$1,075,000

Registered Direct Offering
February 2025
Huachen AI Parking Management Technology Holding Co., Ltd

$6,000,000

Initial Public Offering
February 2025
Callan JMB

$5,120,000

Initial Public Offering
February 2025
Sharps Technology, Inc.

$20,000,000

Public Offering
January 2025
A2Z Cust2Mate Solutions Corp

$30,000,000

Registered Direct Offering
Public Offering
January 2025
60 Degrees Pharmaceuticals, Inc.

$1,043,000

Registered Direct Offering
January 2025
Virpax Pharmaceuticals

$6,000,000

Public Offering
January 2025
Columbus Acquisition Corp

$60,000,000

Initial Public Offering
January 2025
PMGC Holdings Inc.

$1,900,000

Warrant Inducement
January 2025
Skyline Builders Group Holding Limited

$6,000,000

Initial Public Offering
January 2025
Cyngn Inc.

$33,000,000

Common Stock and Warrants
Registered Direct Offering
January 2025
Kairos Pharma, Ltd.

$3,500,000

PIPE Offering
January 2025
Giftify, Inc.

$600,000

Public Offering
January 2025
Li-Cycle Holdings Corp.

$15,000,000

Public Offering
January 2025
Ribbon Acquisition Corp

$50,000,000

Initial Public Offering
January 2025
Calidi Biotherapeutics, Inc.

$4,250,000

Public Offering
January 2025
3 E Network Technology Group Limited

$5,000,000

Initial Public Offering
January 2025
HWH International Inc.

$1,760,000

Common Stock and Warrants
January 2025
AEON Biopharma, Inc.

$20,000,000

Public Offering
January 2025
Alset Inc.

$1,500,000

Registered Direct Offering
January 2025
Nvni Group

$12,000,000

Private Placement
December 2024
Leishen Energy Holding Co., Ltd.

$5,500,000

Initial Public Offering
December 2024
Cel-Sci Corp.

$5,000,000

Public Offering
December 2024
KULR Technology Group, Inc.

$50,000,000

At-the-Market
December 2024
MKDWELL Tech Inc.

$1,700,000

PIPE and Convertible Note
December 2024
Hongli Group Inc.

$33,000,000

PIPE and Common Stock
December 2024
MGO Global, Inc.

$6,000,000

Public Offering
December 2024
KULR Technology Group, Inc.

$26,000,000

At-the-Market
December 2024
The Coretec Group

$17,150,000

Private Placement
December 2024
New Century Logistics/h5>

$6,000,000

Initial Public Offering
December 2024
Netclass Technology Inc.

$9,000,000

Initial Public Offering
December 2024
Lipella Pharmaceuticals Inc.

$6,000,000

Private Placement
December 2024
A2Z Cust2Mate Solutions Corp.

$12,500,000

Registered Direct Offering
December 2024
1847 Holdings LLC

$11,420,000

Private Placement
December 2024
BriaCell Therapeutics

$5,500,000

Public Offering
December 2024
New Era Helium, Inc.

$85,000,000

De-SPAC
Financing
December 2024
Celularity Inc.

$1,000,000

Unsecured Senior Convertible Note and Warrant Offering
December 2024
SRM Entertainment

$1,700,000

Registered Direct Offering
December 2024
TransCode Therapeutics

$8,000,000

Private Placement
December 2024
Sadot Group Inc.

$3,000,000

Private Placement
December 2024
Qualigen Therapeutics, Inc.

$4,500,000

Private Placement
November 2024
374Water Inc.

$12,200,000

Direct Offering
November 2024
Eastside Distilling, Inc.

$1,600,000

Private Placement
November 2024
Cyngn Inc.

$3,500,000

Private Placement
November 2024
Nature’s Miracle Holding Inc.

$4,000,000

Public Offering
November 2024
Calidi Biotherapeutics, Inc.

$7,500,000

Public Offering
October 2024
Aduro Clean Technologies Inc.

$4,000,000

Public Offering
November 2024
Safe & Green Holdings Corp.

$2,400,000

Warrant Inducement
November 2024
Thumzup Media Corporation

$7,125,000

Public Offering
October 2024
Algorhythm Holdings, Inc.

$2,000,000

Private Placement
October 2024
Polyrizon Ltd.

$4,200,000

Initial Public Offering
October 2024
Gelteq Limited

$5,200,000

Initial Public Offering
October 2024
iSpecimen Inc.

$5,000,000

Public Offering
November 2024
Unusual Machines, Inc.

$1,960,000

Private Placement
October 2024
Digital Brands Group

$3,000,000

Public Offering
October 2024
1847 Holdings LLC

$11,100,000

Public Offering
October 2024
Bullfrog AI

$3,130,000

Registered Direct
October 2024
Li Bang International Corporation Inc.

$6,080,000

Initial Public Offering
October 2024
Founder Group Limited

$4,800,000

Initial Public Offering
October 2024
Inspire Veterinary Partners, Inc.

$2,500,000

Registered Direct
October 2024
Calidi Biotherapeutics, Inc.

$2,015,000

Direct Offering
Private Placement
October 2024
bioAffinity Technologies, Inc.

$2,660,000

Registered Direct
October 2024
Lexaria Bioscience Corp.

$5,000,000

Registered Direct Offering
October 2024
Calidi Biotherapeutics, Inc.

$5,100,000

At-The-Market
October 2024
SOBRsafe, Inc.

$8,200,000

Private Placement
October 2024
A2Z Cust2Mate Solutions Corp.

$4,000,000

Registered Direct Offering
October 2024
BriaCell Therapeutics

$5,000,000

Common Stock and Warrants
October 2024
Innovation Beverage Group

$5,400,000

Initial Public Offer
October 2024
Beyond Air, Inc.

$20,600,000

Private Placement
September 2024
Premium Catering (Holdings) Limited

$9,500,000

Initial Public Offering
September 2024
INmune Bio Inc.

$13,000,000

Registered Direct Offering
September 2024
Sharps Technology, Inc.

$3,500,000

Bridge Financing
September 2024
Kaival Brands Innovations Group, Inc.
Definitive Merger and Exchange Agreement
September 2024
Elevai Labs, Inc.

$8,000,000

Public Offering
September 2024
Impact Biomedical Inc.

$4,500,000

Initial Public Offering
September 2024
Tenon Medical, Inc.

$4,500,000

Public Offering
September 2024
Vuzix Corporation

$20,000,000

Private Placement
September 2024
BriaCell Therapeutics

$8,500,000

Registered Offering
September 2024
NuZee, Inc

$1,300,000

Convertible Notes
September 2024
NuZee, Inc

$3,000,000

Common Stock
September 2024
Trident Digital Tech Holdings Ltd.

$9,000,000

American Depository Shares
September 2024
Solidion Technology, Inc.

$4,000,000

Private Placement
September 2024
Eastside Distilling

$400,000

Direct Offering
September 2024
Qualigen Therapeutics, Inc.

$3,470,000

Private Placement
September 2024
60 Degrees Pharmaceuticals, Inc.

$4,000,000

Private Placement
September 2024
Virax Biolabs Group Limited

$5,000,000

Registered Direct Offering
August 2024
JBDI Holdings Limited

$11,250,000

Initial Public Offering
August 2024
Serve Robotics Inc.

$20,000,000

PIPEs and Warrants
August 2024
Reitar Logtech Holdings Limited

$8,500,000

Initial Public Offering
August 2024
Jones Soda Co.

$4,400,000

Private Placement
August 2024
New Horizon Aircraft Ltd.

$2,500,000

Public Offering
August 2024
NRx Pharmaceuticals, Inc.

$16,000,000

Debt Financing
August 2024
Siyata Mobile

$4,000,000

Public Offering
August 2024
Greenlane Holdings, Inc.

$6,500,000

Private Placement/h5>
August 2024
QMMM Holdings Limited

$8,600,000

Initial Public Offering
August 2024
MKDWELL Tech Inc.
Business Combination
August 2024
bioAffinity Technologies, Inc.

$1,750,000

Registered Direct
August 2024
OS Therapies Incorporated

$6,400,000

Initial Public Offering
August 2024
Nature’s Miracle Holding Inc.

$1,200,000

Common Stock and Warrants
August 2024
DT Cloud Star Acquisition Corporation

$69,000,000

Initial Public Offering
August 2024
Better Choice Company Inc.

$5,000,000

Public Offering
July 2024
Serve Robotics Inc.

$10,800,000

Registered Direct Offering
July 2024
Serve Robotics Inc.

$15,000,000

Private Placement
July 2024
VCI Global Ltd

$3,000,000

Registered Direct Offering
July 2024
Shineco, Inc.

$2,000,000

Public Offering
July 2024
Inspire Veterinary Partners, Inc.

$6,000,000

Public Offering
July 2024
Datasea Inc.

$2,250,000

Registered Direct Offering
July 2024
KULR Technology Group, Inc.

$20,000,000

At-the-Market
July 2024
Ayurcann Holdings Corp.
Business Combination
June 2024
authID, Inc.

$11,000,000

Registered Direct Offering
June 2024
Infintium Fuel Cell Systems, Inc.
Business Combination
June 2024
Kaival Brands

$6,000,000

Public Offering
June 2024
Presidio Property Trust, Inc.

$1,750,000

Series D Preferred Stock
June 2024
Sharps Technology, Inc.

$3,400,000

Reg A+ Warrant Inducement
June 2024
Beeline Financial Holdings Inc.

$3,000,000

Private Placement
June 2024
BioSig Technologies, Inc.

$3,000,000

Registered Direct Offering
May 2024
BriaCell Therapeutics Corp.

$5,000,000

Registered Direct Offering
May 2024
Siyata Mobile

$4,000,000

Public Offering
May 2024
INmune Bio Inc.

$9,700,000

Registered Direct Offering
April 2024
INmune Bio Inc.

$4,800,000

Registered Direct Offering
April 2024
Alternus Clean Energy, Inc.

$2,100,000

Private Placement
April 2024
Genetic Technologies Limited

$2,000,000

Registered Direct Offering
April 2024
Mingteng International Corporation

$4,200,000

Initial Public Offering
April 2024
NRx Pharmaceuticals, Inc.

$2,000,000

Common Stock Offering
April 2024
Serve Robotics Inc.

$40,000,000

Common Stock Offering
April 2024
Safety Shot, Inc.

$5,000,000

Private Placement
April 2024
A2Z Smart Technologies Corp.

$5,700,000

Registered Direct Offering
Private Placement
March 2024
Applied UV, Inc.

$2,760,000

Registered Direct Offering
March 2024
Verb Technology Company, Inc.

$9,010,000

At-The-Market
March 2024
Verb Technology Company, Inc.

$6,600,000

Regulation A Offering
March 2024
AppTech Payments Corp.

$2,000,000

Public Offering
March 2024
Beyond Air, Inc.

$16,000,000

Registered Direct Offering
March 2024
ShiftPixy, Inc.

$5,000,000

Public Offering
March 2024
C3is Inc.

$6,000,000

Common Stock
March 2024
Worksport Ltd.

$2,800,000

Common Stock
March 2024
Nature’s Miracle, Inc.
Business Combination
March 2024
bioAffinity Technologies

$2,500,000

Common Stock
March 2024
Oragenics Inc.

$2,100,000

Common Stock
March 2024
NRx Pharmaceuticals

$1,500,000

Common Stock and Warrants
February 2024
Vocodia Holdings Corp.

$6,000,000

Initial Public Offering
February 2024
Cel-Sci Corp.

$7,750,000

Initial Public Offering
February 2024
Lexaria Bioscience Corp.

$3,600,000

Registered Direct Offering
February 2024
Sunshine Biopharma, Inc.

$10,000,000

Common Stock and Warrants
February 2024
Unusual Machines, Inc.

$3,500,000

Common Stock Offering
February 2024
Unusual Machines, Inc.

$5,000,000

Initial Public Offering
February 2024
Perfect Moment, Ltd.

$8,000,000

Initial Public Offering
February 2024
Inspire Veterinary Partners.

$4,000,000

Public Offering
February 2024
AIAdvertising, Inc.

$2,500,000

Private Placement
February 2024
TruGolf Holdings, Inc.
Business Combination
February 2024
Bullfrog AI

$5,700,000

Public Offering
February 2024
60 Degrees Pharmaceuticals, Inc.

$2,400,000

Public Offering
January 2024
Alpha Cognition, Inc.

$8,450,000

Public Offering
January 2024
C3is, Inc.

$7,000,000

Public Offering
January 2024
SurgePays, Inc.

$15,000,000

Public Offering
January 2024
DatChat, Inc.

$1,800,000

Public Offering
January 2024
A2Z Smart Technologies Corp.

$4,700,000

Direct Offering
January 2024
VCI Global Limited.

$2,750,000

Public Offering
January 2024
HWH International Inc.
Business Combination
January 2024
New Era Helium Corp.
Business Combination
January 2024
Alternus Clean Energy Inc.
Business Combination
December 2023
Cyngn, Inc.

$5,000,000

Public Offering
December 2023
A2Z Smart Technologies Corp.

$1,500,000

Direct Offering
December 2023
Fenbo Holdings Limited

$5,000,000

Public Offering
December 2023
Seelos Therapeutics Inc.

$5,500,000

Public Offering
December 2023
Treasure Global, Inc.

$4,000,000

Public Offering
November 2023
The Singing Machine Company, Inc.

$2,000,000

Private Placement
November 2023
authID Inc.

$9,400,000

Direct Offering
November 2023
Cel-Sci

$5,000,000

Public Offering
November 2023
Applied UV Inc.

$6,400,000

Public Offering
November 2023
Mainz Biomed M.V

$5,000,000

Direct Offering
November 2023
LQR House, Inc.

$11,000,000

Public Offering
November 2023
Orgenesis Inc.

$1,100,000

Direct Offering
November 2023
Pineapple Financial, Inc.

$3,500,000

Initial Public Offering
November 2023
Alpha Technology Group Limited

$7,000,000

Initial Public Offering
November 2023
Digital Diagnostic, Inc.

$11,000,000

Stock Sale
November 2023
AppTech Payment Corp.

$3,500,000

Direct Offering
October 2023
SciSparc Ltd.

$5,000,000

Private Placement
October 2023
Splash Beverage Group, Inc.

$1,250,000

Private Placement
October 2023
OMNIQ Corp.

$3,000,000

Common Stock
Warrants
October 2023
ShiftPixy, Inc.

$2,500,000

Common Stock
Warrants
October 2023
La Rosa Holdings Corp.

$5,000,000

initial Public Offering
Common Stock
October 2023
Sharps Technology, Inc.

$5,600,000

Registered Offering
Common Stock and Warrants
October 2023
Lexaria Bioscience Corp.

$1,600,000

Registered Offering
October 2023
Ault Alliance, Inc.

$2,200,000

Registered Offering
September 2023
Grom Social Enterprises Inc..
$3,000,000
Public Offering
September 2023
Murphy Canyon Acquisition Corp.
Business Combination
September 2023
Biotricity, Inc.

$2,000,000

Series B Preferred Stock
September 2023
Datasea Inc.

$2,000,000

Public Offering
September 2023
AEGIS CAPITAL CORP
$2,200,000
Public Offering
September 2023
Alpha Cognition Inc.

$1,350,000

Private Placement
September 2023
SRM Entertainment, Inc.

$6,500,000

Initial Public Offering
August 2023
Neuraxis
$6,600,000
Initial Public Offering
August 2023
EF Hutton
$5,000,000
Initial Public Offering
August 2023
SciSparc Ltd.

$1,300,000

Common Stock and Warrants
August 2023
Spartan Capital Securities LLC
$3,125,000
Unsecured Notes And Warrants
August 2023
ToughBuilt
$3,400,000
Warrant Inducement
August 2023
The Power 1 Energy Company

$3,500,000

Series A Preferred Stock
July 2023
Spartan Capital Securities LLC
$1,869,000
Initial Public Offering
July 2023
Siyata Mobile, Inc.
$2,300,000
Registered Direct Offering
July 2023
60 Degrees Pharmaceuticals, Inc.
$7,500,000
Initial Public Offering
July 2023
Spartan Capital Securities LLC
$2,500,000
Registered Direct Offering
July 2023
Cel-Sci Corporation
$5,000,000
Initial Public Offering
July 2023
Janover Inc.
$5,650,000
Initial Public Offering
July 2023
ShiftPixy, Inc.

$3,100,000

Common Stock and Warrants
July 2023
Cyngn Inc.

$8,773,970

At-The-Market Offering
July 2023
Verb Technology Company, Inc.

$6,500,000

Sale of Assets
July 2023
Bukit Jalil Global Acquisition 1 Ltd.

$57,500,000

Initial Public Offering
July 2023
Tenon Medical Inc.
$5,600,000
Public Offering
June 2023
Applied UV Inc.
$5,200,000
Public Offering
June 2023
ToughBuilt Industries
$4,500,000
Public Offering
June 2023
Biocardia Inc.
$2,600,000
Registered Direct Offering
June 2023
Siyata Mobile Inc.
$2,250,000
Initial Public Offering
June 2023
A2Z Smart Technologies Corp.

$5,800,000

Common Stock and Warrants
June 2023
Forza XI, Inc.

$8,000,000

Common Stock
June 2023
Jupiter Wellness Acquisition Corp.
Business Combination
June 2023
authID, Inc.

$8,200,000

Direct Offering
June 2023
SciSparc Ltd. 

$1,700,000

At-The-Market Offering
May 2023
Assure Holdings Corp.
$6,000,000
Public Offering
May 2023
Avalon Globocare Corp.
$1,500,000
Private Placement
May 2023
BrightGreen Corp.
$3,500,000
Pipe
May 2023
Sunshine Biopharma, Inc.

$5,000,000

Common Stock and Warrants
May 2023
Lexaria Bioscience Corp.

$2,000,000

Common Stock and Warrants
May 2023
Zynex, Inc.

$60,000,000

144A Private Offering of Convertible Notes
May 2023
Wang & Lee Group, Inc.

$8,000,000

Initial Public Offering
April 2023
Cel-Sci
$1,350,000
Public Offering
April 2023
VCI Global Limited

$5,000,000

Initial Public Offering
April 2023
AiAdvertising, Inc.

$5,000,000

Series I Preferred Stock
April 2023
Millennium Group International Holdings Ltd.

$5,000,000

Initial Public Offering
April 2023
Multi Ways Holdings Limited

$18,100,000

Initial Public Offering
April 2023
American Battery Technology Company

$10,000,000

Common Stock and Warrants
April 2023
VCI Global Limited

$5,120,000

Initial Public Offering
April 2023
Addvantage Technologies Group

$3,000,000

PIPE
April 2023
Ohmyhome Limited

$15,100,000

Initial Public Offering
March 2023
Alpha Cognition, Inc.

$1,500,000

Private Placement
March 2023
EzFill Holdings, Inc.

$2,100,000

At-The-Market Offering
February 2023
Treasure Global Inc.

$5,000,000

Convertible Debt Facility
March 2023
Soter Technologies Inc.

$2,000,000

Private Placement
March 2023
ShiftPixy, Inc.

$8,000,000

At-The-Market Offering
March 2023
ETAO International Group
Business Combination
Merger Consideration of $1,000,000,000 of Ordinary Shares
February 2023
The NFT Gaming Company

$7,000,000

Initial Public Offering
February 2023
Bullfrog AI Holdings, Inc.

$8,400,000

Common Stock
February 2023
Processa Pharmaceuticals, Inc.

$6,250,000

Common Stock
February 2023
Staffing 360 Solutions, Inc.

$5,000,000

Common Stock
Warrants
February 2023
E-Home Household Service Holdings

$70,000,000

Direct Offering
February 2023
Alset Inc.

$3,800,000

Common Stock
February 2023
Genetic Technologies Limited

$5,000,000

American Depositary Shares
February 2023
Sharps Technology, Inc.

$3,800,000

Common Stock and Warrants
February 2023
Cetus Capital Acquisition Corp.

$57,500,000

Initial Public Offering
February 2023
Nemaura Medical, Inc.

$8,400,000

Registered Direct
January 2023
Apptech Payments Corp.

$5,000,000

Registered Direct Offering
February 2023
Bullfrog AI Holdings, In.c

$8,400,000

Initial Public Offering
February 2023
Verb Technology Company, Inc.

$7,200,000

Common Stock
January 2023
Jupiter Wellness, Inc.

$4,100,000

Direct Offering
Warrants
January 2023
Horizon Space Acquisition I Corp.

$69,000,000

Common Stock
Warrants
December 2022
MGO Global, Inc..

$8,500,000

Initial Public Offering
January 2023
Siyata Mobile, Inc..

$3,608,571

Warrant Exercise And Exchange Transaction
January 2023
Grom Social Enterprises, Inc..

$3,000,000

PIPE
January 2023
Brera Holdings PLC.

$7,500,000

Initial Public Offering
January 2023
mCloud Technologies Corp.

$25,000,000

Series A Preferred Shares
Warrants
December 2022
BiondVax Pharmaceuticals Ltd.

$8,000,000

American Depository Shares
December 2022
Grom Social Enterprises Inc.

$5,000,000

Public Offering
December 2022
Adamas One Corp.

$11,025,000

Initial Public Offering
December 2022
Nextplat Corp.

$8,000,000

PIPE
December 2022
TECO 2030

$10,000,000

Private Placement
November 2022
Toughbuilt Industries Inc.

$7,500,000

Private Placement
November 2022
ASP Isotopes Inc.

$5,000,000

Initial Public Offering
November 2022
Murphy Canyon Acquisition Corp.

$700,000,000

Definitive Merger Agreement
November 2022
Hudson Acquisition I Corp.

$68,400,000

Initial Public Offering
October 2022
The Singing Machine Company, Inc.

$15,000,000

Secured Senior Financing
October 2022
Castellum Inc.

$3,000,000

Initial Public Offering
October 2022
Siyata Mobile

$4,000,000

Registered Direct Offering
October 2022
Alternus Energy PLC

$863,000,000

Business Combination
October 2022
Twin Vee PowerCats Co.

$6,870,000

Common Stock
October 2022
Silo Pharma

$5,750,000

Initial Public Offering
October 2022
Splash Beverage Group, Inc.

$3,100,000

Common Stock
September 2022
ShiftPixy, Inc.

$5,000,000

Common Stock and Warrants
September 2022
Bright Green Corp.

$10,000,000

PIPE
September 2022
Bioaffinity Technologies Inc.

$7,800,000

Initial Public Offering
September 2022
Amesite Inc.

$2,300,000

Common Stock and Warrants
September 2022
Mobilicom Limited

$13,300,000

Initial Public Offering
August 2022
Onfolio Holdings Inc.

$13,700,000

Initial Public Offering
August 2022
Forza X1, Inc.

$17,250,000

Common Stock
August 2022
Nocera Inc.

$6,580,000

Initial Public Offering
August 2022
Treasure Global Inc.

$9,200,000

Initial Public Offering
August 2022
Crafts Capital Management LLC

$6,000,000

Initial Public Offering
August 2022
Toughbuilt Industries Inc.

$20,000,000

Private Placement
July 2022
Crown Electrokinetics

$1,000,000

Common Stock
July 2022
ShiftPixy, Inc.

$1,300,000

Warrants
July 2022
Kaspien Holdings Inc.

$8,000,000

Private Placement
Common Stock and Warrants
July 2022
Toughbuilt Industries Inc.

$6,000,000

Public offering
July 2022
Alpine 4 Holdings, Inc.

$10,000,000

Common Stock and Warrants
July 2022
Healthcare Triangle Inc.

$6,500,000

PIPE
July 2022
Magical Brands Inc.

$5,900,000

Private Placement
July 2022
Golden Sun Education Group Ltd.

$20,250,000

Initial Public Offering
June 2022
Lytus Technologies Holdings PTV. Ltd.

$14,100,000

Initial Public Offering
June 2022
Global Air Mobility Inc.

$1,500,000

Private Placement
June 2022
SciSparc Ltd.

$10,000,000

Common Stock and Warrants
June 2022
The Singing Machine, Inc..

$4,000,000

Public Offering
May 2022
Visionary Education Technology Holdings Group

$17,000,000

Initial Public Offering
May 2022
ABVC Biopharma

$4,200,000

Registered Direct Offering
May 2022
Digital Brands Group Inc.

$9,347,450

Public Offering
May 2022
Cyngn Inc.

$20,000,000

Private Placement
May 2022
Sunshine Biopharma, Inc.

$19,500,000

Private Placement
April 2022
Tenon Medical Inc.

$16,000,000

Initial Public Offering
April 2022
Idea Pros LLC

$2,500,000

Private Placement
April 2022
Relmada Therapeutics, Inc.

$100,000,000

At-the-Market Offering
April 2022
Biotricity, Inc.

$50,000,000

At-the-Market Offering
April 2022
AiAdvertising, Inc.

$10,000,000

Private Placement
March 2022
Sharps Technology

$16,000,000

Initial Public Offering
April 2022
Genius Group Limited

$22,500,000

Initial Public Offering
April 2022
Stratera Biopharma Inc.

$5,700,000

Public Offering
March 2022
Tantech Holdings Ltd

$10,000,000

Common Stock and Warrants
March 2022
Nano Technologies Inc.

$4,570,000

Private Placement
March 2022
Sunshine Biopharma Inc.

$8,000,000

Private Placement
March 2022
Cosmos Holdings Inc.

$6,000,000

PIPE
February 2022
Splash Beverage Group, Inc.

$9,200,000

Common Stock
February 2022
Sunshine Biopharma Inc.

$8,000,000

Public Offering
February 2022
Toughbuilt Industries Inc.

$5,000,000

Registered Direct Offering
February 2022
Society Pass Inc.

$11,500,000

Public Offering
February 2022
Murphy Canyon Acquisition Corp.

$132,250,000

Initial Public Offering
February 2022
Inspire Veterinary Partners Inc.

$2,500,000

Private Placement
February 2022
Stratera Biopharma Inc.

$2,000,000

Registered Direct Offering
February 2022
Alset Capital Acquisitions Corp.

$86,250,000

Initial Public Offering
February 2022
ETAO International Group

$2,500,000,000

SPAC Merger
February 2022
ShiftPixy, Inc.

$5,900,000

Warrants
January 2022
Mainz Biomed N.V.

$25,875,000

Public Offering
January 2022
Siyata Mobile Inc.

$20,000,000

Public Offering
January 2022
Apptech Payments Corp.

$15,000,000

Public Offering
January 2022
Applied UV, Inc.

$8,000,000

Public Offering
December 2021
BiondVax Pharmaceuticals Ltd.

$9,800,000

American Depository Shares
December 2021
Zynex, Inc.

$31,000,000

Acquisition
December 2021
Cingulate Inc.

$25,500,000

Initial Public Offering
December 2021
Nisun International Enterprise Development Group Co., Ltd

$77,000,000

Class A Common Stock
Warrants
December 2021
Relmada Therapeutics, Inc.

$172,500,000

Common Stock
December 2021
Tantech Holdings Ltd.

$13,700,000

Common Stock
December 2021
EHome International Inc.

$30,000,000

Common Stock and Warrants
December 2021
Mirror Biologics Inc.

$14,000,000

Offering
December 2021
mCloud Technologies Corp.

$9,500,000

Common Stock and Warrants
November 2021
Alpine 4 Holdings, Inc.

$24,000,000

Common Stock and Warrants
November 2021
Good Gaming, Inc.

$3,100,000

Private Placement
November 2021
MAINZ BIOMED B.V.

$11,500,000

Initial Public Offering
November 2021
Society Pass Inc.

$28,000,000

Initial Public Offering
November 2021
The Glimpse Group, Inc.

$15,000,000

Private Placement
November 2021
Cyngn, Inc.

$26,300,000

Initial Public Offering
October 2021
Healthcare Triangle Inc.

$13,000,000

Initial Public Offering
October 2021
Parsec Capital Acquisition Corp.

$86,300,000

Initial Public Offering
October 2021
American Battery Technology Corporation

$39,100,000

Common Stock and Warrants
October 2021
Nutriband Inc.

$6,600,000

Public Offering
October 2021
Borqs Technologies, Inc.

$27,000,000

Private Placement
September 2021
Molecular Data Inc.

$15,000,000

Common Stock and Warrants
September 2021
First Choice Healthcare Solutions Inc.

$2,700,000

Private Placement
September 2021
Intrinsic Medicine Inc.

$5,000,000

Private Placement
September 2021
Cosmos Holdings Inc.

$5,500,000

Offering
September 2021
EZFill Holdings, Inc.

$28,750,000

Initial Public Offering
September 2021
Farmmi, Inc.

$81,000,000

Underwritten Public Offering
September 2021
Document Security Systems, Inc.

$40,000,000

Common Stock
September 2021
ShiftPixy, Inc.

$12,000,000

Common Stock and Warrants
September 2021
Document Security Systems, Inc.

$15,000,000

Common Stock
September 2021
HealthLynked, Corp.

$2,000,000

Common Stock and Warrants
September 2021
Biotricity, Inc.

$15,500,000

Common Stock
August 2021
Puhui Wealth Investment Management CO.

$2,750,000

Registered Offering Debenture
August 2021
Basanite, Inc.

$5,300,000

Common Stock and Warrants
August 2021
Ecoark Holdings,Inc.

$20,000,000

Registered Direct Offering
August 2021
Worksport Ltd

$19,200,000

Public Offering
August 2021
Sonoma Pharmaceuticals, Inc.

$6,000,000

At-The-Market (ATM) Offering
August 2021
Alset EHome International Inc..

$32,000,000

Common Stock and Warrants
August 2021
ABVC Biopharma Inc.

$6,875,000

Initial Public Offering
August 2021
International Land Alliance, Inc.

$2,000,000

Private Placement
July 2021
Jupiter Wellness, Inc.

$32,500,000

Common Stock and Warrants
July 2021
Twin Vee PowerCats Co.

$18,000,000

Common Stock and Warrants
July 2021
Inspira Technologies.

$16,000,000

Common Stock and Warrants
July 2021
Inmune Bio, Inc.

$40,000,000

Common Stock
July 2021
OMNIQ Corp.

$14,990,000

Common Stock
July 2021
The Glimpse Group

$14,100,000

Common Stock
July 2021
Applied UV Inc.

$12,000,000

Initial Public Offering
July 2021
ToughBuilt Industries, Inc..

$40,000,000

Direct Offering
July 2021
Grove, Inc..

$12,700,000

Initial Public Offering
June 2021
Document Security Systems, Inc.

$50,025,000

Common Stock
June 2021
Splash Beverage Group, Inc.

$15,000,000

Common Stock and Warrants
June 2021
Red Light Holland Corp.

$3,200,000

Acquisition
June 2021
BriaCell Therapeutics Corp.

$27,200,000

Common Stock and Warrants
June 2021
ENGlobal Corporation

$20,000,000

Registered Direct Offering
June 2021
KULR Technology Group, Inc.

$6,000,000

Preferred Stock and Warrants
May 2021
Jiuzi Holdings Inc.

$26,000,000

Initial Public Offering
May 2021
ShiftPixy, Inc.

$12,000,000

Common Stock and Warrants
May 2021
Alset EHome International Inc.

$32,000,000

Common Stock and Warrants
May 2021
High Tide Inc.

$20,640,000

Acquisition
May 2021
Farmmi, Inc.

$48,300,000

Underwritten Private Offering
May 2021
American Battery Metals Corporation

$15,000,000

Registered Direct Offering
April 2021
Document Security Systems, Inc.

$30,000,000

Private Investment
April 2021
Amplitech Group, Inc.

$23,000,000

Registered Direct Offering
April 2021
IPSecure Inc.
$3,000,000
Private Placement
April 2021
BioSolar, Inc.

$5,000,000

Registered Direct Offering
April 2021
SeaChange International, Inc.

$19,100,000

Common Stock
April 2021
Vuzix Corporation

$97,500,000

Common Stock
April 2021
MySize, Inc.

$3,300,000

Common Stock
March 2021
Farmmi, Inc.

$7,400,000

Public Offering
March 2021
NuZee, Inc. 

$12,500,000

Public Offering
March 2021
Kaspien Holdings Inc.

$13,500,000

Common Stock Offering
March 2021
Innovative Payment Solutions, Inc.

$4,550,000

Private Placement
March 2021
Healthcare Triangle Inc..

$4,000,000

Private Placement
March 2021
BTCS Inc.

$9,500,000

Common Stock and Warrants
March 2021
The Coretec Group, Inc.

$6,000,000

Private Placement
March 2021
SciSparc Ltd.

$8,150,000

Private Placement
March 2021
Splash Beverage Group, Inc.

$4,000,000

Private Placement
March 2021
Borqs Technologies, Inc.

$20,000,000

Private Placement
March 2021
Medigus Ltd.

$8,500,000

American Depository Shares (ADS)
March 2021
SunHydrogen, Inc.

$10,000,000

Registered Direct Offering
March 2021
BriaCell Therapeutics Corp.

$25,000,000

Common Stock and Warrants
February 2021
PsyBio Therapeutics Corp.

$14,000,000

Public Offering
February 2021
AmpliTech Group, Inc.

$11,000,000

Common Stock and Warrants
February 2021
CloudCommerce, Inc.

$10,000,000

Common Stock and Warrants
February 2021
ION Geophysical Corporation

$10,500,000

Registered Direct Offering
February 2021
Pulmatrix, Inc.

$40,000,000

Registered Direct Offering
February 2021
Staffing 360 Solutions, Inc.

$19,700,000

Common Stock
February 2021
Document Security Systems, Inc.

$39,700,000

Common Stock
February 2021
SunHydrogen, Inc.

$25,000,000

Common Stock
February 2021
Equillium, Inc.

$30,000,000

Common Stock and Warrants
February 2021
Splash Beverage Group
Acquisition
January 2021
ToughBuilt Industries, Inc..

$20,400,000

Direct Offering
February 2021
BiondVax Pharmaceuticals Ltd.

$12,100,000

American Depository Shares
February 2021
Avinger, Inc.

$14,400,000

Common Stock
February 2021
Electrokinetics Corp.

$21,500,000

Common Stock
January 2021
BioSolar, Inc.

$5,000,000

Common Stock and Warrants
January 2021
High Tide Inc.

$8,000,000

Acquisition
January 2021
Genetic Technologies Limited

$6,500,000

American Depositary Shares
January 2021
Document Security Systems, Inc.

$24,000,000

Common Stock Offering
January 2021
Lexaria Bioscience Corp.

$11,000,000

Common Stock and Warrants
January 2021
KULR Technology Group, Inc.

$8,000,000

Common Stock and Warrants
January 2021
SunHydrogen, Inc.

$9,000,000

Common Stock and Warrants
December 2020
Staffing 360 Solutions, Inc.

$2,900,000

Common Stock Offering
December 2020
Greenwich LifeSciences

$26,400,000

Public Offering of Common Stock
December 2020
ENDRA Life Sciences

$5,500,000

Public Offering of Common Stock
December 2020
Wunong Net Technology Company Limited

$30,000,000

Initial Public Offering
December 2020
SunHydrogen, Inc.

$9,000,000

Registered Direct Offering
December 2020
HF Enterprises Inc.

$15,100,000

Initial Public Offering
November 2020
Arcimoto, Inc.

$15,000,000

Common Stock Offering
November 2020
Applied UV, Inc..

$7,600,000

Secondary Offering
November 2020
Bullfrog Gold

C$22,000,000

Acquisition of Assets
November 2020
Jupiter Wellness, Inc.

$7,000,000

Initial Public Offering
November 2020
Ring Energy

$20,000,000

Common Stock and Warrants
October 2020
Ekso Bionics Holdings, Inc.

$7,500,000

At-The-Market (ATM) Offering
September 2020
Amesite Inc.

$15,000,000

Initial Public Offering
September 2020
Greenwich LifeSciences, Inc

$7,250,000

Common Stock
September 2020
Vuzix Corporation

$15,000,000

Common Stock
September 2020
Applied UV, Inc.

$5,750,000

Public Offering
August 2020
Avinger, Inc.

$5,200,000

Common Stock
August 2020
Centrus Energy Corp.

$23,500,000

Public Offering
August 2020
Avinger, Inc.

$6,000,000

Common Stock
August 2020
1847 Goedeker Inc

$10,000,000

Initial Public Offering
August 2020
Document Security Systems, Inc.

$3,400,000

Common Stock
July 2020
Immuron Limited

$20,000,000

ADSs
July 2020
Safe-T Group Ltd.

$5,900,000

ADSs and Warrants
July 2020
KULR Technology Group, Inc.

$2,500,000

Promissory Note
July 2020
Genetic Technologies Limited

$5,100,000

American Depository Shares
July 2020
Zynex, Inc.

$55,000,000

Common Stock Offering
July 2020
INmune Bio, Inc.

$21,740,000

Common Stock
July 2020
Equillium, Inc.

$150,000,000

At-The-Market Offering (“ATM”)
July 2020
BioPath Holdings Inc.

$7,000,000

At-The-Market Offering (“ATM”)
July 2020
Document Security Systems, Inc.

$6,400,000

Common Stock
July 2020
Avinger, Inc.

$5,400,000

Common Stock
June 2020
Hudson Capital Inc..

$3,700,000

Registered Direct Offering
June 2020
Document Security Systems, Inc.

$6,000,000

Common Stock
June 2020
Digital Ally, Inc.

$5,400,000

Common Stock
June 2020
Digital Ally, Inc.

$5,100,000

Common Stock
June 2020
Genetic Technologies Limited

$8,000,000

American Depository Shares
May 2020
Relmada Therapeutics

$75,000,000

At-The-Market Offering
May 2020
Pareteum Corporation

$3,750,000

Series C Redeemable Preferred Stock
March 2020
Medigus Ltd.

$5,000,000

ADSs and Warrants
May 2020
Vuzix Corporation

$11,250,000

Direct Offering of Common Stock
May 2020
Lexaria Bioscience Corp.

$2,000,000

Common Stock and Warrants
May 2020
Avinger, Inc.

$3,150,000

Common Stock
April 2020
Safe-T Group Ltd.

$8,400,000

ADSs and Warrants
Public Offering
April 2020
Beyond Air, Inc.

$50,000,000

At-The-Market Offering
April 2020
Genetic Technologies Limited

$1,450,000

American Depository Shares
April 2020
Genetic Technologies Limited

$1,800,000

American Depository Shares
April 2020
Cel-Sci Corporation

$7,700,000

Common Stock Offering
March 2020
Digital Ally, Inc.

$2,900,000

Public Stock
March 2020
Aptorum Group Limited

$10,000,000

Class A Shares
February 2020
Document Security Systems, Inc.

$4,600,000

Common Stock
February 2020
Medalist Diversified REIT, Inc.

$4,600,000

Series A Preferred Stock
February 2020
Duos Technologies Group, Inc.

$8,100,000

Common Stock
February 2020
Avinger, Inc.

$4,500,000

Common Stock
February 2020
Cocrystal Pharma, Inc.

$2,200,000

Common Stock
January 2020
ActiveGraf Inc.

$900,000

Series A Preferred Stock
January 2020
Cellect Biotechnology Ltd

$3,000,000

ADSs Offering
January 2020
CEL-SCI Corporation

$5,500,000

Common Stock
December 2019
Biotricity Inc.

$6,000,000

Preferred Series A Stock
December 2019
Beyond Air, Inc.

$11,500,000

Common Stock
December 2019
Relmada Therapeutics

$115,000,000

Common Stock
December 2019
H-Cyte, Inc.

$6,000,000

Private Placement
November 2019
Safe-T Group Ltd.

$3,500,000

American Depository Shares (ADSs) and Warrants
November 2019
Document Security Systems, Inc.

$1,800,000

Common Stock
November 2019
Cocrystal Pharma, Inc.

$3,000,000

Common Stock
November 2019
Avinger, Inc.

$4,500,000

Common Stock
August 2019
Sigma Labs, Inc.

$2,300,000

Common Stock
August 2019
Immuron Limited

$1,600,000

Public Offering of the ADSs
July 2019
RealWear, Inc.

$80,000,000

Series B Financing
July 2019
Vuzix Corporation.

$20,000,000

Registered Direct Public Offering
July 2019
Document Security Systems, Inc.

$5,600,000

Public Offering of Common Stock
June 2019
Medicine Man Technologies, Inc.

$14,000,000

Common Stock and Warrants
June 2019
General Cannabis Corp.

$3,000,000

Private Placement of Common Stock
Represented FINRA Member Firm
June 2019
AIT Therapeutics, Inc.

$8,000,000

Private Placement of Common Stock
June 2019
Medalist Diversified REIT, Inc.

$8,000,000

Common Stock
May 2019
Medalist Diversified REIT, Inc.

$1,300,000

Private Offering
May 2019
Immuron Limited

$2,000,000

Public Offering of American Depositary Shares (ADSs)
May 2019
Genetic Technologies Limited

$1,200,000

Registered Direct Offering and Warrants
May 2019
Quest Solution, Inc.

$5,000,000

Private Placement
Common Stock and Warrants
April 2019
New Age Beverages Corp.

$25,000,000

Loan and Security Agreement
April 2019
LiveWell Canada Inc..

$15,000,000

Private Placement
Warrants
March 2019
Opgen, Inc.

$5,400,000

Common Stock
March 2019
Pareteum Corporation

$50,000,000

Secured Credit Loan
March 2019
Pareteum Corporation
iPass, Inc. Acquisition
February 2019
Cellect Biotechnology Ltd.

$6,500,000

Public Offering of ADS and Warrants
February 2019
INmune Bio Inc.

$8,000,000

Initial Public Offering
January 2019
Boulder Botanicals & Biosciences Laboratories, Inc.

$5,000,000

Private Placement of Common Stock
January 2019
China SXT Pharmaceuticals

$10,200,000

Initial Public Offering
January 2019
New Age Beverage Corp.

$85,000,000

Acquisition
January 2019
Creative Realities

$10,000,000

Public Offering of Common Stock and Warrants
November 2018
New Age Beverage Corp.

$52,000,000

Public Offering of Common Stock
November 2018
Pareteum Corporation
Corporate Acquisition
November 2018
Novume Solutions, Inc.

$3,300,000

Public Offering of Common Stock
November 2018
Wize Pharma, Inc.

$4,400,000

Private Raise
Common Stock and Warrants
October 2018
New Age Beverage Corp.

$37,500,000

At-The-Market Financing
October 2018
Medical Transcript Billing, Corp.

$15,000,000

Series A Preferred Stock
Registered Public Offering
October 2018
GRSX Industries Inc.

$1,300,000

Common Stock and Warrants
October 2018
AIT Therapeutics, Inc.

$20,000,000

Common Stock Purchase Agreement
September 2018
Pareteum Corporation

$40,000,000

Common Stock and Warrants
September 2019
FlexShopper, Inc.

$10,000,000

Public Offering
September 2018
New Age Beverage Corp.

$12,000,000

Loan and Security Agreement
August 2018
New Age Beverage Corp.

$10,200,000

Public Offering
August 2018
New Age Beverage Corp.

$4,750,000

Senior Secured Convertible Promissory Note
June 2018
Trovagene, Inc.

$16,000,000

Represented ThinkEquity as Lead Underwriter
Public Offering of Common Stock and Warrants
June 2018
Pareteum Corporation

$6,100,000

Registered Direct Offering
Common Stock
May 2018
Acolyte Group
Sale to Private Equity Firm
May 2018
Cocrystal Pharma, Inc
$6,000,000
Public Offering of Common Stock
Represented A.G.P/ Alliance Global Partners
April 2018
Sunworks, Inc.
$3,750,000
Loan Transaction
April 2018
New Age Beverage Corp

$4,000,000

Public Offering of Common
April 2018
Medical Transcript Billing, Corp.
$10,500,000
Public Offering
Series A Preferred Stock
April 2018
Aytu BioScience, Inc.

$12,000,000

Public Offering of Common Stock and Warrants
March 2018
MoneyOnMobile, Inc.

$5,000,000

Private Placement Offering
Series H Preferred Stock
February 2018
MoneyOnMobile, Inc.

$7,600,000

Private Placement Offering
Series F Preferred Stock
February 2018
QBIO Med, Inc.
$5,500,000
Common Stock and Warrants
Represented Roth Capital Partners as lead Placement Agent
January 2018
Vuzix Corporation
$30,000,000
Registered Direct Offering
Common Stock and Warrants
January 2018
Biotricity Inc.
$2,500,000
Registered Direct Public Offering
Common Stock
December 2017
Vuzix Corporation
$12,500,000
Registered Direct Offering
Common Stock and Warrants
December 2017
Medical Transcript Billing, Corp.
$3,900,000
Series A Preferred Stock
Registered Public Offering
December 2017
Pareteum Corporation
$6,580,000
Common Stock and Warrants
Registered Public Offering
December 2017
Precipio, Inc.
$2,700,000
Common Stock and Warrants
Represented Aegis Capital Corp. as Placement Agent
November 2017
Pareteum Corporation
$12,000,000
Common and Preferred Stock
November 2017
Ampio Pharmaceuticals, Inc.

$6,750,000

Registered Direct Public Offering of Common Stock
Represented Joseph Gunnar & Co. as Lead Placement
October 2017
Pareteum Corporation

$1,570,000

Pursuant to S-3 Shelf Registration
October 2017
Medical Transcript Billing, Corp.

$6,000,000

Preferred Stock
Represented Rodman & Renshaw as Lead Placement Agent
September 2017
One Wall Partners
$63,000,000
Real Estate Portfolio Acquisition
September 2017
BiondVax Pharmaceuticals, Ltd.
$10,000,000
Public Offering of American Depository Shares
Represented Joseph Gunnar & Co. as Lead Undewriter
September 2017
Precipio, Inc.
$6,000,000
Common Stock and Warrants
Represented Aegis Capital Corp. as Lead Underwriter
August 2017
Aytu BioScience, Inc.

$11,800,000

Private Placement of Equity Securities
Series A Preferred Stock
Represented Joseph Gunnar and Co. as Lead Placement Agent
August 2017
Vuzix Corporation
$8,625,000
Common Stock
August 2017
JetSmarter Inc.
Institutional Capital Raise
August 2017
Shared Labs, Inc.

$2,549,000

Private Placement Offering
August 2017
Pollex, Inc.

$2,250,000

Private Placement Offering
August 2017
Cloud Commerce, Inc.
Acquisition
August 2017
China Internet Nationwide Financial Services Inc..

$20,000,000

Public Offering
Ordinary Shares
Represented Boustead Securities, LLC as Lead Underwriter
July 2017
Medical Transcription Billing, Corp.

$7,400,000

Public Offering
Preferred Stock
Represented Rodman & Renshaw as Lead Placement
June 2017
Medical Marijuana Reverse Merger and $3.3M PIPE

$3,300,000

Common Stock and Warrants
June 2017
XTL Biopharmaceuticals Ltd.

$2,500,000

Registered Direct Offering of Common Stock
Private Placement of Warrants
February 2017
Immuron Limited

$6,100,000

Public Offering and Warrants
Represented Joseph Gunnar & Co. as Lead Placement
June 2017
Ampio Pharmaceuticals, Inc.

$6,600,000

Registered Direct Public Offering
Represented Joseph Gunnar & Co. as Lead Placement
June 2017
MRI Interventions, Inc

$13,250,000

Public Offering of Common Stock and Warrants
Joseph Gunnar & Co. and Brookline Capital Markets
May 2017
Tonix Pharmaceuticals Holding Corp.

$8,000,000

Public Offering of Common Stock
April 2017
XTL Biopharmaceuticals Ltd.

$2,800,000

Private Placement of Warrants
March 2017
Innovus Pharmaceuticals, Inc.

$3,850,000

Public Offering of Common Stock and Warrants
March 2017
Pareteum Corporation

$3,500,000

Public Offering of Common Stock and Warrants
March 2017
Brekford Corporation

$6,000,000

Sale of Assets/h5>
March 2017
Private Cannabinoid Life Science Company

$12,300,000

Series B Preferred Stock
Led by Tuatara Capital Fund 1, L.P.
March 2017
Function(x) Inc.

$4,800,000

Public Offering of Common Stock
Represented Aegis Capital Corp. and Laidlaw & Company (UK) Ltd.
February 2017
AYTU BioScience, Inc.

$2,300,000

Warrant Exchange
Represented Joseph Gunnar & Co., LLC and Fordham Financial Management, Inc.
February 2017
Vycor Medical Inc
Online Private Placement
January 2017
Ener-Core, Inc.

$3,600,000

Private Placement of Warrants
Convertible Senior Secured Notes
Represented Oppenheimer & Co.
December 2016
Vuzix Corporation

$14,500,000

Registered Direct Offering of Common Stock
December 2016
Midwest Energy Emissions Corp.

$13,500,000

Private Placement of Common Stock
Oppenheimer & Co.
November 2016
Aytu BioScience, Inc.

$8,600,000

Public Offering of Common Stock and Warrants
November 2016
Tonix Pharmaceuticals Holding Corp.

$5,200,000

Public Offering of Common Stock and Warrants
November 2016
ToughBuilt Industries, Inc.

$6,100,000

Private Placement of Preferred Stock and Warrants
October 2016
ABT Holdings, Inc.

$5,000,000

Senior Secured Convertible Debentures
October 2016
FTE Networks, Inc.

$3,000,000

Private Placement of Common Stock and Warrants
Represented Laidlaw & Company (UK) Ltd. as Placement Agent
October 2016
Network 1 Securities

$7,700,000

Public Offering of Common Stock
September 2016
BioPharmX Corporation

$930,000

Registered Direct Offering of Common Stock
Private Placement of Warrants
September 2016
General Cannabis Corp.

$2,600,000

Senior Secured Promissory Notes
Common Stock Purchase Warrants
September 2016
SITO Mobile, Ltd.

$11,500,000

Public Offering
September 2016
CEL-SCI Corporation

$5,000,000

Registered Direct Offering of Common Stock
Private Placement of Warrants
Represented Rodman & Renshaw, a unit of H.C. Wainwright& Co., LLC, as Exclusive Placement Agent
August 2016
Aridis Pharmaceuticals, Inc.

$15,200,000

Private Placement of Common Stock and Warrants
August 2016
EyeGate Pharmaceuticals, Inc.

$3,770,000

Registered Direct Offering of Common Stock and Preferred Stock
Private Placement of Warrants
Represented Rodman & Renshaw, a unit of H.C. Wainwright& Co., LLC, as Exclusive Placement Agent
July 2016
Vuzix Corporation

$6,600,000

Registered Direct Offering of Common Stock
July 2016
Tonix Pharmaceuticals Holding Corp.

$10,000,000

Public Offering
Common Stock
June 2016
Intellicheck Mobilisa, Inc.

$2,100,000

Public Offering
Common Stock and Warrants
Represented Joseph Gunnar & Co. LLC as Sole Book-Running Manager
June 2016
PhaseRx, Inc.

$18,500,000

Initial Public Offering
Common Stock
Represented Laidlaw & Company (UK) Ltd. and Roth Capital Partners, LLC as Joint Book-Running Managers
May 2016
Bridgeline Digital, Inc.

$1,355,000

Private Placement
Subordinated Convertible Notes
Represented Taglich Brothers, Inc. as Exclusive Placement Agent
May 2016
iSign Solutions Inc.

$1,200,000

Public Offering
Common Stock and Warrants
Represented Axiom Capital Management, Inc. as Representative of the Underwriters
May 2016
Aytu BioScience, Inc. .

$7,500,000

Public Offering
Common Stock and Warrants
Represented Joseph Gunnar and Fordham Financial Management, Inc. as Lead Manager
May 2016
Synergy Pharmaceuticals Inc.

$89,800,000

Registered Direct Offering
Common Stock
May 2016
DelMar Pharmaceuticals

$5,600,000

Private Placement of Series B Preferred Stock
May 2016
Citius Pharmaceuticals Inc..

Acquisition

April 2016
ContraVir Pharmaceuticals, Inc.

$7,000,000

Public Offering
Common Stock and Warrants
April 2016
Labstyle Innovations Corp.

$6,000,000

Public Offering
Common Stock and Warrants
Represented H.C. Wainwright & Co., LLC and Joseph Gunnar & Co. as Joint Book Running Managers
March 2016
Viatar CTC Solutions Inc.

$4,200,000

Private Placement of Convertible Preferred Stock
March 2016
Pershing Gold Corporation

$6,900,000

Private Placement of Common Stock and Warrants
Represented Laidlaw & Company (UK) Ltd. as Placement Agent
February 2016
Amarantus BioScience Holdings, Inc.

$3,000,000

Convertible Preferred Stock and Warrants
February 2016
OWC Pharmaceutical Research Corp.

$787,500

PIPE
Convertible Note & Common Stock
December 2015
CBC Biotechnologies Inc.

$2,000,000

Series A Round
December 2015
eMagin

$6,000,000

Registered Direct Offering
Common Stock and Warrants
December 2015
Takung Art Co.

$1,896,000

PIPE
Common Stock
November 2015
Genius Brands International

$4,333,000

PIPE
Common Stock & Warrants
November 2015
Calpian Inc.

$2,135,000

PIPE
Common Stock & Warrants
June 2015
UQM Technologies

$6,400,000

Registered Direct
Common Stock and Warrants
October 2015
Oasmia Pharmaceutical AB

$9,500,000

RADSs & Warrants
IPO & U.S. NASDAQ Listing
October 2015
Can-Fite BioPharma Ltd.

$4,800,000

Registered Direct Offering with Institutional Investors
ADSs
October 2015
ContraVir Pharmaceuticals, Inc.

$15,000,000

Public Offering
Common Stock & Warrants
October 2015
Rightscorp, Inc.

$1,032,000

PIPE
Common Stock & Warrants
October 9, 2015
OriginClear, Inc.

$1,500,000

Acquisition of Progressive Water Treatment
Series B Preferred Stock
October 2015
Amarantus BioScience Holdings, Inc.

$5,500,000

Registered Direct Offering and Private Placement
Series H Convertible Preferred Stock and Warrants & Debts and Warrants
October 2015
Can-Fite BioPharma

$9,000,000

Public Offering
ADSs
September 2015
Spectronix Ltd. Sale to Emerson Electric

$100,000,000

Represented by SRFF-DTKGC (Israel)
Reverse Triangular Merger
August 2015
One Horizon Group, Inc.

$3,000,000

Public Offering
Common Stock & Warrants
August 2015
BiondVax Pharmaceuticals

$9,550,000

Initial Public Offering
Represented U.S. Underwriter on Israeli-American Transaction
ADSs & Warrants
May 2015
DelMar Pharmaceuticals, Inc.

$2,500,000

Registered Direct Offering
Common Stock & Warrants
August 2015
Trovagene, Inc.

$43,300,000

Public Offering
Common Stock
July 2015
Tonix Pharmaceuticals Holding Corp.

$20,100,000

Public Offering
Common Stock & Warrants
July 2015
Cynata Therapeutics Limited

$5,000,000

Private Placement
Common Stock & Warrants
July 2015
Wellsense

$2,000,000

Israeli based Company
Private Placement
Preferred Stock and Warrants
June 2015
Intellicheck Mobilisa, Inc.

$2,100,000

Secondary Public Offering
Represented Underwriter
April 2014
Actinium Pharmaceuticals, Inc.

$5,000,000

Registered Direct Offering
Represented Sole Placement Agent
Common Stock
June 2015
Calpian Inc.

$1,400,000

PIPE
Common Stock & Warrants
June 2015
Viking Therapeutics, Inc.

$24,000,000

IPO
Represented Laidlaw & Co. (UK) & Feltl and Co. as Underwriters
Common Stock & Warrants
May 2015
Dynatronics Corporation

$4,000,000

PIPE
Represented Ladenburg Thalmann & Co. Inc. as Placement Agent
Preferred Stocks & Warrants
May 2015
Amarantus BioSciences

$5,000,000

PIPE Investment
Series G Preferred Stock
April 2015
Professional Diversity Network

$5,000,000

Public Offering
Pursuant to S-3 Shelf Registration
Represent Aegis Capital as Undewriter
April 2015
Pegasi Energy Resources Corp.

$1,875,000

PIPE
Common Stock & Warrants
March 2015
Cell Source, Inc.

$500,000

PIPE
Promissory Notes
March 2015
SITO Mobile, Ltd.

$3,700,000

Acquisition of Hipcricket's Mobile Advertising Business
July 2015
Can-Fite BioPharmaceutical Ltd.
Licensing Agreement with Cipher Pharmaceuticals, Inc.
March 2015
Citius Pharmaceuticals, LLC

$270,000

PIPE
Common Stock & Warrants
March 2015
Dais Analytic Corporation

$2,750,000

PIPE
Common Stock
March 2015
Solar3D

$12,500,000

Public Offering & NASDAQ Uplisting
Offering underwritten by Cowen & Company LLC
Common Stock & Warrants
February 2015
CollabRX, Inc.

$3,000,000

Public Offering Pursuant to S-3 Registration
Common Stock
February 2015
CollabRX, Inc.

$5,520,000

Represented Aegis Capital Corp. as Sole Book-Running Manager
Public Offering
Common Stock & Warrants
February 2015
Actinium Pharmaceuticals Inc.

$20,000,000

Represented Laidlaw & Company (UK) Ltd.
Public Offering
Common Stock & Warrants
February 2015
Trovagene, Inc.

$23,000,000

Public Offering
Common Stock
February 2015
Tonix Pharmaceuticals Holding Corp.

$28,700,000

Public Offering
Common Stock
February 2015
Full Swing Golf Inc.

Endorsement deal with Tiger Woods

January, 2015
Vuzix Corporation

$24,800,000

Investment from Intel
January, 2015
PlasmaTech Biopharmaceuticals, Inc.

$14,000,000

Represented H.C. Wainwright & Co. and Aegis Capital Corp as Underwriters
Common Stock and Warrants
December 2014
SBI Investments LLC

$6,500,000

PIPE
Sold Membership Interests
December 2014
Can-Fite Biopharma Ltd.

$8,000,000

At-the-Market Registered Direct Offering
December 2014
Synergy Pharmaceuticals Inc.

$200,000,000

Rule 144A Offering of 7.5% Convertible Senior Notes
November 2014
MV Augusta
Partnership with Mercedes-AMG
November 2014
Contravir Pharmaceuticals, Inc.

$9,000,000

PIPE
Convertible Preferred Stock
November 2014
Cel-Sci Corporation

$6,000,000

Rep. Laidlaw & Co. (UK) Ltd. as Underwriters in Public Offering Common Stock & Warrants
October 2014
Towerstream Corporation

$35,000,000

Secured Financing
October 2014
Single Touch Interactive, Inc.

$11,000,000

PIPE & Financing from Fortress Investment Group
October 2014
Rightscorp, Inc.

$2,650,000

PIPE
September 2014
Citius Pharmacueticals, LLC

$2,040,000

Reverse Merger & PIPE
Labor Smart, Inc.

$1,100,000

Private Placement
Common Stock
August 2014
Intellect Neurosciences, Inc.

$1,200,000

PIPE
Preferred Stock & Warrants
July 2014
Tonix Pharmaceuticals Holding Corp.

$7,800,000

Public Offering
Common Stock
July 2014
Nanox Imaging PLC

$2,100,000

Represented J.P. Turner & Company
PIPE
Ordinary Shares
July 2014
Cell Source Ltd.
Reverse Merger
July 2014
CollabRx, Inc.

$1,800,000

Common Stock
Represented Underwriter
June 2014
NTS Inc.

$140,000,000

Acquisition
June 2014
Free Seas Inc.

$25,000,000

Public Offering
Preferred Stock & Warrants
June 2014
Zenovia Digital Exchange Corporation

$5,000,000

PIPE
Secured Notes & Warrants
June 2014
Vuzix Corporation

$3,000,000

PIPE
5% Secured Promissory Notes
June 2014
Sorrento Therapeutics, Inc.

$25,000,000

Public Offering
Common Stock
May 2014
Cyclacel Pharmaceuticals Inc.

$10,000,000

Secondary Public Offering
Represented Underwriter
Common Stock
April 2014
NovaBay Pharmaceuticals, Inc.

$6,720,000

Secondary Public Offering
Common Stock & Warrants
March 2014
Relmada Therapeutics Inc.

$10,000,000

PIPE
Common Stock & Warrants
May 2014
AV Therapeutics

$1,260,000

PIPE
Common Stock & Warrants
April 2014
UX2 Biosystems, Inc.

$2,500,000

PIPE
Promissory Notes & Common Stock Purchase Warrants
April 2014
ClearSign

$6,500,000

Registered Direct Offering
Represented Placement Agent
March 2014
Cell Source

$3,600,000

Common Stock, Warrants
February 2014
SMTP, Inc.

$10,000,000

Public Offering - Representing Aegis Capital Corp.
February 2014
Be Active Holdings

$1,799,999

Common Stock, Warrants Included
February 2014
Valor Gold Corp

$1,025,000

Common Stock, Preferred Stock
February 2014
Pegasi Energy Resources

$703,000

Common Stock
February 2014
Yappn

$700,000

February 2014
BitCoin Shop Inc.

$1,875,000

PIPE
February 2014
Tonix Pharmaceuticals Holding Corp.

$43,500,000

Shelf Takedown
February 2014
Xenetic BioSciences

$10,000,000

Reverse Merger & PIPE
Common Stock
February 2014
MusclePharm Corporation

$10,100,000

Purchase of Business Assets
January 2014
Intellicheck Mobilisa

$4,000,000

Common Stock
January 2014
Paulson Capital Corp

$250,000

Common Stock
January 2014
PFO Global, Inc.

$4,000,000

Reverse Merger and Financing
8% Discount Senior Secured Convertible Debenture
July 2015
Bitcoin Shop, Inc.

$2,312,500

PIPE
Common Stock & Warrants
May 2015
MabVax Therapeutics Holdings

$11,700,000

PIPE
Represented Investor Axiom Capital Management, Inc.
April 2015
Orbital Tracking Corp.

$1,100,000

Share Exchange Agreement & PIPE
February 2015
Great West Resources Inc.
Purchase of Globalstar Contracts from Global Telestat Corp. & License Agreement
December 2014
Medovex Corporation

$8,000,000

Initial Public Offering
Common Stock and Warrants
December 2014
VBI Vaccines Inc.

$5,250,000

Private Placement - Common Stock & Warrants
MusclePharm
Endorsement Deal with Tiger Woods
June 2014
Spherix, Inc.

$20,000,000

Represented Sole Placement Agent
Public Offering
Preferred Stock
June 2014
Drone Aviation Holding Corp.

$1,350,000

Acquisition of Assets & PIPE
Preferred Stock & Warrants
June 2014
Genius Brands International, Inc.

$6,000,000

PIPE
Preferred Stock
March 2014
Marathon Patent Group

$6,500,000

PIPE
Preferred Stock & Warrants
May 2014
Conkwest, Inc

$7,006,000

PIPE
Preferred Stock & Warrants
April 2014
Spherix, Inc.

$4,400,000

PIPE
Common Stock & Warrants
March 2014
Calpian Inc.

$8,300,000

PIPE
Common Stock & Warrants
May 2014
SMX PLC

$5,500,000

Private Placement Offering
May 2025
authID Inc.

$2,100,000

Registered Direct Offering
May 2025
bioAffinity Technologies, Inc.

$3,250,000

Public Offering
May 2025
Pineapple Financial Inc.

$1,500,000

Public Offering
May 2025
Unusual Machines, Inc.

$40,000,000

Public Offering
May 2025
Lexaria Bioscience Corp.

$2,000,000

Registered Direct Offering
April 2025
BriaCell Therapeutics Corp.

$13,800,000

Public Offering
April 2025
Phoenix Asia Holdings Limited

$6,400,000

Initial Public Offering
April 2025
Safe & Green Holdings Corp.

$8,000,000

Private Placement
April 2025
FatPipe, Inc.

$4,000,000

Initial Public Offering
April 2025
Perfect Moment Ltd.

$6,400,000

Private Placement
April 2025
Sunshine Biopharma Inc.

$2,460,000

Registered Direct Offering
April 2025
MKDWELL Tech Inc.

$10,000,000

Private Placement
April 2025
Soulpower Acquisition Corporation

$220,000,000

Initial Public Offering
April 2025
Calidi Biotherapeutics, Inc.

$3,900,000

Registered Direct Offering
April 2025
authID, Inc.

$8,150,000

Registered Direct Offering
March 2025
NeOnc Technologies Holdings, Inc.
Direct Listing
March 2025
IntChains Group Limited

$1,000,000

Registered Direct Offering
March 2025
Tenon Medical, Inc.

$2,500,000

Registered Direct Offering
March 2025
Tenon Medical, Inc.

$1,500,000

Registered Direct Offering
March 2025
PMGC Holdings Inc.

$1,480,000

Registered Direct Offering
March 2025
Spectral AI, Inc.

$2,700,000

Registered Direct Offering
March 2025
CEL-SCI Corporation

$2,500,000

Public Offering
March 2025
Plus Therapeutics, Inc.

$15,000,000

Private Placement
March 2025
Healthcare Triangle, Inc.

$15,200,000

PIPE
February 2025
Basel Medical Group Ltd

$8,820,000

Initial Public Offering
February 2025
Intelligent Living Application Group Inc.

$600,000

Public Offering
February 2025
Siyata Mobile Inc.
Definitive Merger Agreement
February 2025
Aspire Biopharma Holdings Inc.

$3,000,000

De-SPAC
February 2025
NextNRG, Inc.

$15,000,000

Public Offering
February 2025
Greenlane Holdings, Inc.

$25,000,000

Private Placement Offering
February 2025
Wellgistics Health, Inc

$4,000,000

Initial Public Offering
February 2025
MGO Global Inc.
Reverse Merger
February 2025
Lambda

$80,000,000

Venture Capital Investment
February 2025
Digital Brands Group, Inc.

$7,500,000

Public Offering
February 2025
CIMG Inc

$10,000,000

Private Placement
February 2025
Aureus Greenway Holdings Inc.

$15,000,000

Initial Public Offering
February 2025
Autozi Internet Technology

$8,400,000

Private Placement
February 2025
Plutus Financial Group Limited

$8,400,000

Initial Public Offering
February 2025
BriaCell Therapeutics

$3,000,000

Public Offering
February 2025
60 Degrees Pharmaceuticals, Inc.

$1,075,000

Registered Direct Offering
February 2025
Huachen AI Parking Management Technology Holding Co., Ltd

$6,000,000

Initial Public Offering
February 2025
Callan JMB

$5,120,000

Initial Public Offering
February 2025
Sharps Technology, Inc.

$20,000,000

Public Offering
January 2025
A2Z Cust2Mate Solutions Corp

$30,000,000

Registered Direct Offering
Public Offering
January 2025
60 Degrees Pharmaceuticals, Inc.

$1,043,000

Registered Direct Offering
January 2025
Virpax Pharmaceuticals

$6,000,000

Public Offering
January 2025
Columbus Acquisition Corp

$60,000,000

Initial Public Offering
January 2025
PMGC Holdings Inc.

$1,900,000

Warrant Inducement
January 2025
Skyline Builders Group Holding Limited

$6,000,000

Initial Public Offering
January 2025
Cyngn Inc.

$33,000,000

Common Stock and Warrants
Registered Direct Offering
January 2025
Kairos Pharma, Ltd.

$3,500,000

PIPE Offering
January 2025
Giftify, Inc.

$600,000

Public Offering
January 2025
Li-Cycle Holdings Corp.

$15,000,000

Public Offering
January 2025
Ribbon Acquisition Corp

$50,000,000

Initial Public Offering
January 2025
Calidi Biotherapeutics, Inc.

$4,250,000

Public Offering
January 2025
3 E Network Technology Group Limited

$5,000,000

Initial Public Offering
January 2025
HWH International Inc.

$1,760,000

Common Stock and Warrants
January 2025
AEON Biopharma, Inc.

$20,000,000

Public Offering
January 2025
Alset Inc.

$1,500,000

Registered Direct Offering
January 2025
Nvni Group

$12,000,000

Private Placement
December 2024
Leishen Energy Holding Co., Ltd.

$5,500,000

Initial Public Offering
December 2024
Cel-Sci Corp.

$5,000,000

Public Offering
December 2024
KULR Technology Group, Inc.

$50,000,000

At-the-Market
December 2024
MKDWELL Tech Inc.

$1,700,000

PIPE and Convertible Note
December 2024
Hongli Group Inc.

$33,000,000

PIPE and Common Stock
December 2024
MGO Global, Inc.

$6,000,000

Public Offering
December 2024
KULR Technology Group, Inc.

$26,000,000

At-the-Market
December 2024
The Coretec Group

$17,150,000

Private Placement
December 2024
New Century Logistics/h5>

$6,000,000

Initial Public Offering
December 2024
Netclass Technology Inc.

$9,000,000

Initial Public Offering
December 2024
Lipella Pharmaceuticals Inc.

$6,000,000

Private Placement
December 2024
A2Z Cust2Mate Solutions Corp.

$12,500,000

Registered Direct Offering
December 2024
1847 Holdings LLC

$11,420,000

Private Placement
December 2024
BriaCell Therapeutics

$5,500,000

Public Offering
December 2024
New Era Helium, Inc.

$85,000,000

De-SPAC
Financing
December 2024
Celularity Inc.

$1,000,000

Unsecured Senior Convertible Note and Warrant Offering
December 2024
SRM Entertainment

$1,700,000

Registered Direct Offering
December 2024
TransCode Therapeutics

$8,000,000

Private Placement
December 2024
Sadot Group Inc.

$3,000,000

Private Placement
December 2024
Qualigen Therapeutics, Inc.

$4,500,000

Private Placement
November 2024
374Water Inc.

$12,200,000

Direct Offering
November 2024
Eastside Distilling, Inc.

$1,600,000

Private Placement
November 2024
Cyngn Inc.

$3,500,000

Private Placement
November 2024
Nature’s Miracle Holding Inc.

$4,000,000

Public Offering
November 2024
Calidi Biotherapeutics, Inc.

$7,500,000

Public Offering
October 2024
Aduro Clean Technologies Inc.

$4,000,000

Public Offering
November 2024
Safe & Green Holdings Corp.

$2,400,000

Warrant Inducement
November 2024
Thumzup Media Corporation

$7,125,000

Public Offering
October 2024
Algorhythm Holdings, Inc.

$2,000,000

Private Placement
October 2024
Polyrizon Ltd.

$4,200,000

Initial Public Offering
October 2024
Gelteq Limited

$5,200,000

Initial Public Offering
October 2024
iSpecimen Inc.

$5,000,000

Public Offering
November 2024
Unusual Machines, Inc.

$1,960,000

Private Placement
October 2024
Digital Brands Group

$3,000,000

Public Offering
October 2024
1847 Holdings LLC

$11,100,000

Public Offering
October 2024
Bullfrog AI

$3,130,000

Registered Direct
October 2024
Li Bang International Corporation Inc.

$6,080,000

Initial Public Offering
October 2024
Founder Group Limited

$4,800,000

Initial Public Offering
October 2024
Inspire Veterinary Partners, Inc.

$2,500,000

Registered Direct
October 2024
Calidi Biotherapeutics, Inc.

$2,015,000

Direct Offering
Private Placement
October 2024
bioAffinity Technologies, Inc.

$2,660,000

Registered Direct
October 2024
Lexaria Bioscience Corp.

$5,000,000

Registered Direct Offering
October 2024
Calidi Biotherapeutics, Inc.

$5,100,000

At-The-Market
October 2024
SOBRsafe, Inc.

$8,200,000

Private Placement
October 2024
A2Z Cust2Mate Solutions Corp.

$4,000,000

Registered Direct Offering
October 2024
BriaCell Therapeutics

$5,000,000

Common Stock and Warrants
October 2024
Innovation Beverage Group

$5,400,000

Initial Public Offer
October 2024
Beyond Air, Inc.

$20,600,000

Private Placement
September 2024
Premium Catering (Holdings) Limited

$9,500,000

Initial Public Offering
September 2024
INmune Bio Inc.

$13,000,000

Registered Direct Offering
September 2024
Sharps Technology, Inc.

$3,500,000

Bridge Financing
September 2024
Kaival Brands Innovations Group, Inc.
Definitive Merger and Exchange Agreement
September 2024
Elevai Labs, Inc.

$8,000,000

Public Offering
September 2024
Impact Biomedical Inc.

$4,500,000

Initial Public Offering
September 2024
Tenon Medical, Inc.

$4,500,000

Public Offering
September 2024
Vuzix Corporation

$20,000,000

Private Placement
September 2024
BriaCell Therapeutics

$8,500,000

Registered Offering
September 2024
NuZee, Inc

$1,300,000

Convertible Notes
September 2024
NuZee, Inc

$3,000,000

Common Stock
September 2024
Trident Digital Tech Holdings Ltd.

$9,000,000

American Depository Shares
September 2024
Solidion Technology, Inc.

$4,000,000

Private Placement
September 2024
Eastside Distilling

$400,000

Direct Offering
September 2024
Qualigen Therapeutics, Inc.

$3,470,000

Private Placement
September 2024
60 Degrees Pharmaceuticals, Inc.

$4,000,000

Private Placement
September 2024
Virax Biolabs Group Limited

$5,000,000

Registered Direct Offering
August 2024
JBDI Holdings Limited

$11,250,000

Initial Public Offering
August 2024
Serve Robotics Inc.

$20,000,000

PIPEs and Warrants
August 2024
Reitar Logtech Holdings Limited

$8,500,000

Initial Public Offering
August 2024
Jones Soda Co.

$4,400,000

Private Placement
August 2024
New Horizon Aircraft Ltd.

$2,500,000

Public Offering
August 2024
NRx Pharmaceuticals, Inc.

$16,000,000

Debt Financing
August 2024
Siyata Mobile

$4,000,000

Public Offering
August 2024
Greenlane Holdings, Inc.

$6,500,000

Private Placement/h5>
August 2024
QMMM Holdings Limited

$8,600,000

Initial Public Offering
August 2024
MKDWELL Tech Inc.
Business Combination
August 2024
bioAffinity Technologies, Inc.

$1,750,000

Registered Direct
August 2024
OS Therapies Incorporated

$6,400,000

Initial Public Offering
August 2024
Nature’s Miracle Holding Inc.

$1,200,000

Common Stock and Warrants
August 2024
DT Cloud Star Acquisition Corporation

$69,000,000

Initial Public Offering
August 2024
Better Choice Company Inc.

$5,000,000

Public Offering
July 2024
Serve Robotics Inc.

$10,800,000

Registered Direct Offering
July 2024
Serve Robotics Inc.

$15,000,000

Private Placement
July 2024
VCI Global Ltd

$3,000,000

Registered Direct Offering
July 2024
Shineco, Inc.

$2,000,000

Public Offering
July 2024
Inspire Veterinary Partners, Inc.

$6,000,000

Public Offering
July 2024
Datasea Inc.

$2,250,000

Registered Direct Offering
July 2024
KULR Technology Group, Inc.

$20,000,000

At-the-Market
July 2024
Ayurcann Holdings Corp.
Business Combination
June 2024
authID, Inc.

$11,000,000

Registered Direct Offering
June 2024
Infintium Fuel Cell Systems, Inc.
Business Combination
June 2024
Kaival Brands

$6,000,000

Public Offering
June 2024
Presidio Property Trust, Inc.

$1,750,000

Series D Preferred Stock
June 2024
Sharps Technology, Inc.

$3,400,000

Reg A+ Warrant Inducement
June 2024
Beeline Financial Holdings Inc.

$3,000,000

Private Placement
June 2024
BioSig Technologies, Inc.

$3,000,000

Registered Direct Offering
May 2024
BriaCell Therapeutics Corp.

$5,000,000

Registered Direct Offering
May 2024
Siyata Mobile

$4,000,000

Public Offering
May 2024
INmune Bio Inc.

$9,700,000

Registered Direct Offering
April 2024
INmune Bio Inc.

$4,800,000

Registered Direct Offering
April 2024
Alternus Clean Energy, Inc.

$2,100,000

Private Placement
April 2024
Genetic Technologies Limited

$2,000,000

Registered Direct Offering
April 2024
Mingteng International Corporation

$4,200,000

Initial Public Offering
April 2024
NRx Pharmaceuticals, Inc.

$2,000,000

Common Stock Offering
April 2024
Serve Robotics Inc.

$40,000,000

Common Stock Offering
April 2024
Safety Shot, Inc.

$5,000,000

Private Placement
April 2024
A2Z Smart Technologies Corp.

$5,700,000

Registered Direct Offering
Private Placement
March 2024
Applied UV, Inc.

$2,760,000

Registered Direct Offering
March 2024
Verb Technology Company, Inc.

$9,010,000

At-The-Market
March 2024
Verb Technology Company, Inc.

$6,600,000

Regulation A Offering
March 2024
AppTech Payments Corp.

$2,000,000

Public Offering
March 2024
Beyond Air, Inc.

$16,000,000

Registered Direct Offering
March 2024
ShiftPixy, Inc.

$5,000,000

Public Offering
March 2024
C3is Inc.

$6,000,000

Common Stock
March 2024
Worksport Ltd.

$2,800,000

Common Stock
March 2024
Nature’s Miracle, Inc.
Business Combination
March 2024
bioAffinity Technologies

$2,500,000

Common Stock
March 2024
Oragenics Inc.

$2,100,000

Common Stock
March 2024
NRx Pharmaceuticals

$1,500,000

Common Stock and Warrants
February 2024
Vocodia Holdings Corp.

$6,000,000

Initial Public Offering
February 2024
Cel-Sci Corp.

$7,750,000

Initial Public Offering
February 2024
Lexaria Bioscience Corp.

$3,600,000

Registered Direct Offering
February 2024
Sunshine Biopharma, Inc.

$10,000,000

Common Stock and Warrants
February 2024
Unusual Machines, Inc.

$3,500,000

Common Stock Offering
February 2024
Unusual Machines, Inc.

$5,000,000

Initial Public Offering
February 2024
Perfect Moment, Ltd.

$8,000,000

Initial Public Offering
February 2024
Inspire Veterinary Partners.

$4,000,000

Public Offering
February 2024
AIAdvertising, Inc.

$2,500,000

Private Placement
February 2024
TruGolf Holdings, Inc.
Business Combination
February 2024
Bullfrog AI

$5,700,000

Public Offering
February 2024
60 Degrees Pharmaceuticals, Inc.

$2,400,000

Public Offering
January 2024
Alpha Cognition, Inc.

$8,450,000

Public Offering
January 2024
C3is, Inc.

$7,000,000

Public Offering
January 2024
SurgePays, Inc.

$15,000,000

Public Offering
January 2024
DatChat, Inc.

$1,800,000

Public Offering
January 2024
A2Z Smart Technologies Corp.

$4,700,000

Direct Offering
January 2024
VCI Global Limited.

$2,750,000

Public Offering
January 2024
HWH International Inc.
Business Combination
January 2024
New Era Helium Corp.
Business Combination
January 2024
Alternus Clean Energy Inc.
Business Combination
December 2023
Cyngn, Inc.

$5,000,000

Public Offering
December 2023
A2Z Smart Technologies Corp.

$1,500,000

Direct Offering
December 2023
Fenbo Holdings Limited

$5,000,000

Public Offering
December 2023
Seelos Therapeutics Inc.

$5,500,000

Public Offering
December 2023
Treasure Global, Inc.

$4,000,000

Public Offering
November 2023
The Singing Machine Company, Inc.

$2,000,000

Private Placement
November 2023
authID Inc.

$9,400,000

Direct Offering
November 2023
Cel-Sci

$5,000,000

Public Offering
November 2023
Applied UV Inc.

$6,400,000

Public Offering
November 2023
Mainz Biomed M.V

$5,000,000

Direct Offering
November 2023
LQR House, Inc.

$11,000,000

Public Offering
November 2023
Orgenesis Inc.

$1,100,000

Direct Offering
November 2023
Pineapple Financial, Inc.

$3,500,000

Initial Public Offering
November 2023
Alpha Technology Group Limited

$7,000,000

Initial Public Offering
November 2023
Digital Diagnostic, Inc.

$11,000,000

Stock Sale
November 2023
AppTech Payment Corp.

$3,500,000

Direct Offering
October 2023
SciSparc Ltd.

$5,000,000

Private Placement
October 2023
Splash Beverage Group, Inc.

$1,250,000

Private Placement
October 2023
OMNIQ Corp.

$3,000,000

Common Stock
Warrants
October 2023
ShiftPixy, Inc.

$2,500,000

Common Stock
Warrants
October 2023
La Rosa Holdings Corp.

$5,000,000

initial Public Offering
Common Stock
October 2023
Sharps Technology, Inc.

$5,600,000

Registered Offering
Common Stock and Warrants
October 2023
Lexaria Bioscience Corp.

$1,600,000

Registered Offering
October 2023
Ault Alliance, Inc.

$2,200,000

Registered Offering
September 2023
Grom Social Enterprises Inc..
$3,000,000
Public Offering
September 2023
Murphy Canyon Acquisition Corp.
Business Combination
September 2023
Biotricity, Inc.

$2,000,000

Series B Preferred Stock
September 2023
Datasea Inc.

$2,000,000

Public Offering
September 2023
AEGIS CAPITAL CORP
$2,200,000
Public Offering
September 2023
Alpha Cognition Inc.

$1,350,000

Private Placement
September 2023
SRM Entertainment, Inc.

$6,500,000

Initial Public Offering
August 2023
Neuraxis
$6,600,000
Initial Public Offering
August 2023
EF Hutton
$5,000,000
Initial Public Offering
August 2023
SciSparc Ltd.

$1,300,000

Common Stock and Warrants
August 2023
Spartan Capital Securities LLC
$3,125,000
Unsecured Notes And Warrants
August 2023
ToughBuilt
$3,400,000
Warrant Inducement
August 2023
The Power 1 Energy Company

$3,500,000

Series A Preferred Stock
July 2023
Spartan Capital Securities LLC
$1,869,000
Initial Public Offering
July 2023
Siyata Mobile, Inc.
$2,300,000
Registered Direct Offering
July 2023
60 Degrees Pharmaceuticals, Inc.
$7,500,000
Initial Public Offering
July 2023
Spartan Capital Securities LLC
$2,500,000
Registered Direct Offering
July 2023
Cel-Sci Corporation
$5,000,000
Initial Public Offering
July 2023
Janover Inc.
$5,650,000
Initial Public Offering
July 2023
ShiftPixy, Inc.

$3,100,000

Common Stock and Warrants
July 2023
Cyngn Inc.

$8,773,970

At-The-Market Offering
July 2023
Verb Technology Company, Inc.

$6,500,000

Sale of Assets
July 2023
Bukit Jalil Global Acquisition 1 Ltd.

$57,500,000

Initial Public Offering
July 2023
Tenon Medical Inc.
$5,600,000
Public Offering
June 2023
Applied UV Inc.
$5,200,000
Public Offering
June 2023
ToughBuilt Industries
$4,500,000
Public Offering
June 2023
Biocardia Inc.
$2,600,000
Registered Direct Offering
June 2023
Siyata Mobile Inc.
$2,250,000
Initial Public Offering
June 2023
A2Z Smart Technologies Corp.

$5,800,000

Common Stock and Warrants
June 2023
Forza XI, Inc.

$8,000,000

Common Stock
June 2023
Jupiter Wellness Acquisition Corp.
Business Combination
June 2023
authID, Inc.

$8,200,000

Direct Offering
June 2023
SciSparc Ltd. 

$1,700,000

At-The-Market Offering
May 2023
Assure Holdings Corp.
$6,000,000
Public Offering
May 2023
Avalon Globocare Corp.
$1,500,000
Private Placement
May 2023
BrightGreen Corp.
$3,500,000
Pipe
May 2023
Sunshine Biopharma, Inc.

$5,000,000

Common Stock and Warrants
May 2023
Lexaria Bioscience Corp.

$2,000,000

Common Stock and Warrants
May 2023
Zynex, Inc.

$60,000,000

144A Private Offering of Convertible Notes
May 2023
Wang & Lee Group, Inc.

$8,000,000

Initial Public Offering
April 2023
Cel-Sci
$1,350,000
Public Offering
April 2023
VCI Global Limited

$5,000,000

Initial Public Offering
April 2023
AiAdvertising, Inc.

$5,000,000

Series I Preferred Stock
April 2023
Millennium Group International Holdings Ltd.

$5,000,000

Initial Public Offering
April 2023
Multi Ways Holdings Limited

$18,100,000

Initial Public Offering
April 2023
American Battery Technology Company

$10,000,000

Common Stock and Warrants
April 2023
VCI Global Limited

$5,120,000

Initial Public Offering
April 2023
Addvantage Technologies Group

$3,000,000

PIPE
April 2023
Ohmyhome Limited

$15,100,000

Initial Public Offering
March 2023
Alpha Cognition, Inc.

$1,500,000

Private Placement
March 2023
EzFill Holdings, Inc.

$2,100,000

At-The-Market Offering
February 2023
Treasure Global Inc.

$5,000,000

Convertible Debt Facility
March 2023
Soter Technologies Inc.

$2,000,000

Private Placement
March 2023
ShiftPixy, Inc.

$8,000,000

At-The-Market Offering
March 2023
ETAO International Group
Business Combination
Merger Consideration of $1,000,000,000 of Ordinary Shares
February 2023
The NFT Gaming Company

$7,000,000

Initial Public Offering
February 2023
Bullfrog AI Holdings, Inc.

$8,400,000

Common Stock
February 2023
Processa Pharmaceuticals, Inc.

$6,250,000

Common Stock
February 2023
Staffing 360 Solutions, Inc.

$5,000,000

Common Stock
Warrants
February 2023
E-Home Household Service Holdings

$70,000,000

Direct Offering
February 2023
Alset Inc.

$3,800,000

Common Stock
February 2023
Genetic Technologies Limited

$5,000,000

American Depositary Shares
February 2023
Sharps Technology, Inc.

$3,800,000

Common Stock and Warrants
February 2023
Cetus Capital Acquisition Corp.

$57,500,000

Initial Public Offering
February 2023
Nemaura Medical, Inc.

$8,400,000

Registered Direct
January 2023
Apptech Payments Corp.

$5,000,000

Registered Direct Offering
February 2023
Bullfrog AI Holdings, In.c

$8,400,000

Initial Public Offering
February 2023
Verb Technology Company, Inc.

$7,200,000

Common Stock
January 2023
Jupiter Wellness, Inc.

$4,100,000

Direct Offering
Warrants
January 2023
Horizon Space Acquisition I Corp.

$69,000,000

Common Stock
Warrants
December 2022
MGO Global, Inc..

$8,500,000

Initial Public Offering
January 2023
Siyata Mobile, Inc..

$3,608,571

Warrant Exercise And Exchange Transaction
January 2023
Grom Social Enterprises, Inc..

$3,000,000

PIPE
January 2023
Brera Holdings PLC.

$7,500,000

Initial Public Offering
January 2023
mCloud Technologies Corp.

$25,000,000

Series A Preferred Shares
Warrants
December 2022
BiondVax Pharmaceuticals Ltd.

$8,000,000

American Depository Shares
December 2022
Grom Social Enterprises Inc.

$5,000,000

Public Offering
December 2022
Adamas One Corp.

$11,025,000

Initial Public Offering
December 2022
Nextplat Corp.

$8,000,000

PIPE
December 2022
TECO 2030

$10,000,000

Private Placement
November 2022
Toughbuilt Industries Inc.

$7,500,000

Private Placement
November 2022
ASP Isotopes Inc.

$5,000,000

Initial Public Offering
November 2022
Murphy Canyon Acquisition Corp.

$700,000,000

Definitive Merger Agreement
November 2022
Hudson Acquisition I Corp.

$68,400,000

Initial Public Offering
October 2022
The Singing Machine Company, Inc.

$15,000,000

Secured Senior Financing
October 2022
Castellum Inc.

$3,000,000

Initial Public Offering
October 2022
Siyata Mobile

$4,000,000

Registered Direct Offering
October 2022
Alternus Energy PLC

$863,000,000

Business Combination
October 2022
Twin Vee PowerCats Co.

$6,870,000

Common Stock
October 2022
Silo Pharma

$5,750,000

Initial Public Offering
October 2022
Splash Beverage Group, Inc.

$3,100,000

Common Stock
September 2022
ShiftPixy, Inc.

$5,000,000

Common Stock and Warrants
September 2022
Bright Green Corp.

$10,000,000

PIPE
September 2022
Bioaffinity Technologies Inc.

$7,800,000

Initial Public Offering
September 2022
Amesite Inc.

$2,300,000

Common Stock and Warrants
September 2022
Mobilicom Limited

$13,300,000

Initial Public Offering
August 2022
Onfolio Holdings Inc.

$13,700,000

Initial Public Offering
August 2022