We regularly advise publicly traded companies (both U.S. domestic companies and Foreign Private Issuers) as they navigate disclosure requirements and other compliance obligations under the U.S. federal securities laws, such as the Securities Exchange Act of 1934, as amended (the Exchange Act). We also have substantial experience advising public companies on compliance with the listing requirements of the U.S. national securities exchanges (such as NASDAQ and the NYSE).
We offer fixed monthly fee arrangements to our public company clients for their ongoing SEC reporting and compliance work and provide them with dedicated coverage teams to assist them with their day-to-day needs.
Our attorneys assist our corporate clients with the full range of ongoing Exchange Act filings, and counsel them on the diverse array of legal issues that arise for public companies, including disclosure practices and governance matters, among others.
We support a diverse client base across industries and geographies. Our public company advisory services include:
- Annual Reports on Form 10-K and 20-F
- Quarterly Reports on Form 10-Q
- Current Reports on Form 8-K
- Reports on Form 6-K
- Proxy Statements on Schedule 14A
- Annual shareholder meeting planning and coordination
- Shareholder communications (press releases, earnings releases, investor presentations, among others)
- Regulation FD compliance
- SEC comment letter responses
- General compliance and disclosure advice
We also advise corporate directors and officers, broker-dealers and investors on securities law compliance and disclosure issues relating to securities trading, restricted stock transfers and various other securities ownership matters. See Restricted Stock and Beneficial Ownership Filings for more information.
Team Members
