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  • Category: Publications and Resources

CLIENT ALERT: The Business Judgment Rule in Stakeholder Capitalism


Thiago Spercel, a partner at Sichenzia Ross Ference Carmel, recently published a paper entitled “The

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CLIENT ALERT: The Business Judgment Rule in Stakeholder Capitalism

CLIENT ALERT: Employer and Employee Update on Nationwide Ban of Non-competes – “Wait and See” or “Roll The Dice”


September 4, 2024 is the day. If the courts do not issue an order prohibiting the

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CLIENT ALERT: Employer and Employee Update on Nationwide Ban of Non-competes – “Wait and See” or “Roll The Dice”

SEC Rules 3a5-4 and 3a44-2


On February 6, 2024, the Securities and Exchange Commission adopted new Rules 3a5-4 and 3a44-2

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SEC Rules 3a5-4 and 3a44-2

Sichenzia Ross Ference Carmel LLP Closes Over 100 Capital Markets Transactions Valued At Over $700 Million in 2023


SRFC further demonstrated its presence by representing organizations on IPOs, public and private offerings, and

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Sichenzia Ross Ference Carmel LLP Closes Over 100 Capital Markets Transactions Valued At Over $700 Million in 2023

Is The IPO Market Back In Business?


As written by Gregory Sichenzia and originally published by Crunchbase. It’s difficult to determine who

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Is The IPO Market Back In Business?

New Financial Thresholds For Pre-Merger Notification For 2024 Announced


On January 22, 2024, the Federal Trade Commission (the “FTC”) announced new jurisdictional thresholds for

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New Financial Thresholds For Pre-Merger Notification For 2024 Announced

SEC Issues New Cybersecurity Rule, In Effect For December 31st Year End Companies


On July 26, 2023, the Securities and Exchange Commission issued the Final Rule on Cybersecurity

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SEC Issues New Cybersecurity Rule, In Effect For December 31st Year End Companies

SEC Issues New SPAC/De-SPAC Rules: A Definitive Guide


On January 24, 2024, the Securities and Exchange Commission (“SEC”) adopted final rules relating to

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SEC Issues New SPAC/De-SPAC Rules: A Definitive Guide

New Federal Disclosure Requirements for Corporations and Limited Liability Company


What’s New: Starting January 1, 2024, pursuant to the new Federal Corporate Transparency Act (“CTA”)

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New Federal Disclosure Requirements for Corporations and Limited Liability Company

Sichenzia Ross Ference Carmel LLP Successfully Represents Global System Dynamics, Inc. in NASDAQ Delisting Hearing


Press Release – New York, NY – January 5th, 2023 – Sichenzia Ross Ference Carmel

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Sichenzia Ross Ference Carmel LLP Successfully Represents Global System Dynamics, Inc. in NASDAQ Delisting Hearing

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