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Category: COVID-19 Resource Center

MJDS Allows Canadian Issuers Easy Access to the U.S. Capital Markets

Overview The Multijurisdictional Disclosure System (“MJDS”) adopted by the Securities and Exchange Commission (the “SEC”)

MJDS Allows Canadian Issuers Easy Access to the U.S. Capital Markets

New York State’s Marijuana Regulation and Taxation Act

On March 30, 2021, the New York State Assembly and State Senate approved the Marijuana

New York State’s Marijuana Regulation and Taxation Act

Client Alert: New York Adopts Revised Regulations for Individuals of Registered Investment Advisers

OVERVIEW In an effort to modernize its registration function, to better conform to the federal

Client Alert: New York Adopts Revised Regulations for Individuals of Registered Investment Advisers

2020 Income Tax Rates and Deductions

Sichenzia Ross Ference has prepared a tax chart showing all proposed tax changes under Biden

2020 Income Tax Rates and Deductions

Year-end Tax Strategies to Consider Now

Whether you anticipate your income taxes to increase next year due to higher earnings or

Year-end Tax Strategies to Consider Now

Relief for Retirement Account Owners During COVID-19

The Coronavirus Aid, Relief, and Economic Security (CARES) Act that was signed into law on

Relief for Retirement Account Owners During COVID-19

Two Bright Sides of Estate Planning During COVID-19

There have been arguably few financial “silver linings” that we can point to in recent

Two Bright Sides of Estate Planning During COVID-19

“Regulation Best Interest” Is Nearly Here. What Regulators Want to See. What Broker-Dealers Need to Know and Do.

On June 5, 2019, the United States Securities and Exchange Commission (“Commission”) adopted Rule 15l-1

“Regulation Best Interest” Is Nearly Here. What Regulators Want to See. What Broker-Dealers Need to Know and Do.

Estate Planning During COVID-19

COVID-19 is a harsh reminder that life is fragile and unpredictable. The pandemic has caused

Estate Planning During COVID-19

60 Days And Counting: “Regulation Best Interest” Is Nearly Here. Are Independent Broker-Dealers Ready? What They Need to Know and Do

On June 5, 2019, the United States Securities and Exchange Commission (“Commission”) adopted Rule 15l-1

60 Days And Counting: “Regulation Best Interest” Is Nearly Here. Are Independent Broker-Dealers Ready? What They Need to Know and Do

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