About Us

  • About Us

  • Our History

  • Our Approach

  • Our Mission

  • Our Commitment to Diversity

Sichenzia Ross Ference Carmel LLP provides experienced, professional representation in all matters involving the securities industry, as well as in general corporate, litigation,  real estate and trusts & estates matters.

Our clients range from start-ups to established, listed companies. They include public and private corporations, partnerships, broker-dealers, investment banks, investment advisors, registered personnel, public and corporate customers and investors, and other entities. We also advise institutional investors on transactions involving complex securities laws. Our practice includes the representation of clients located in the United States and throughout the world. 

Our areas of expertise include corporate finance, including initial and secondary public offerings, corporate and commercial transactions, mergers and acquisitions, securities litigation and arbitration, administrative practice before regulatory agencies, and broker-dealer regulation. In addition, we are experts at listing companies on both the NASDAQ and New York Stock Exchange and provide guidance to Boards of Directors and corporate managers who now operate in an increasingly complex and changing landscape of securities rules, litigation risks, regulatory oversight and investor scrutiny.

Our estate planning lawyers advise individuals and families on estate planning (wills and trusts) and estate administration (probate and intestacy). They also work in the probate courts to assist clients with a smooth estate administration, advising executors/administrators.